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Caterpillar
CAT

Overview Fund Activity

1,071 hedge funds and large institutions have $33.2B invested in Caterpillar in 2013 Q3 according to their latest regulatory filings, with 82 funds opening new positions, 365 increasing their positions, 484 reducing their positions, and 74 closing their positions.

Holders
1,071
Holders Change
-2
Holders Change %
-0.19%
% of All Funds
34.74%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.71%
New
82
Increased
365
Reduced
484
Closed
74
Calls
$930M
Puts
$1.52B
Net Calls
-$586M
Net Calls Change
+$45M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$1.98B
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$497M
3
Franklin Resources
3
Franklin Resources
California
$445M
4
SG Americas Securities
4
SG Americas Securities
New York
$150M
5
Lord, Abbett & Co
5
Lord, Abbett & Co
New Jersey
$195M

Top Sellers

1
State Street
1
State Street
Massachusetts
$5.68B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$540M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$162M
4
HSBC Holdings
4
HSBC Holdings
United Kingdom
$135M
5
Schroder Investment Management Group
5
Schroder Investment Management Group
United Kingdom
$46.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
JWBC
76
John W. Bristol & Co
New York
$64.7M -$4.69M -56,223 -7%
BJ
77
BlackRock Japan
Japan
$64.4M -$828K -9,932 -1%
Calamos Advisors
78
Calamos Advisors
Illinois
$63.3M -$3.65M -43,770 -5%
FMI
79
Factory Mutual Insurance
Massachusetts
$63.1M +$1.08M +13,000 +2%
GTP
80
Global Thematic Partners
New York
$61.5M -$56.2M -674,032 -48%
Principal Financial Group
81
Principal Financial Group
Iowa
$60.7M -$1.76M -21,082 -3%
Swiss National Bank
82
Swiss National Bank
Switzerland
$59.4M +$1.26M +15,100 +2%
Dimensional Fund Advisors
83
Dimensional Fund Advisors
Texas
$54.6M +$841K +10,083 +2%
CA
84
Commerzbank Aktiengesellschaft
Germany
$54.1M -$44.9M -537,778 -45%
PNC Financial Services Group
85
PNC Financial Services Group
Pennsylvania
$53.9M -$4.08M -48,931 -7%
Bank of Montreal
86
Bank of Montreal
Ontario, Canada
$48.6M +$57.3K +687 +0.1%
Canada Life
87
Canada Life
Manitoba, Canada
$48.3M +$38.3M +459,764 +383%
Schroder Investment Management Group
88
Schroder Investment Management Group
United Kingdom
$46.8M -$64.4M -771,906 -58%
BGIM
89
Brandywine Global Investment Management
Pennsylvania
$46.5M -$350K -4,200 -0.7%
Retirement Systems of Alabama
90
Retirement Systems of Alabama
Alabama
$46.1M -$716K -8,586 -2%
Caisse de Depot et Placement du Quebec (CDPQ)
91
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$46.1M -$15.8M -190,000 -26%
GLA
92
Great Lakes Advisors
Illinois
$45.8M +$1.83M +21,972 +4%
Aviva
93
Aviva
United Kingdom
$45.3M +$7.76M +93,113 +21%
Ohio Public Employees Retirement System (OPERS)
94
Ohio Public Employees Retirement System (OPERS)
Ohio
$44.8M -$2.12M -25,446 -5%
Teacher Retirement System of Texas
95
Teacher Retirement System of Texas
Texas
$43.8M -$3.76M -45,065 -8%
TA
96
Teachers Advisors
New York
$42.9M +$470K +5,641 +1%
GIA
97
Gateway Investment Advisers
Ohio
$42.4M -$12.4M -148,857 -23%
EA
98
Euclid Advisors
Connecticut
$41.9M +$5.07M +60,763 +14%
Comerica Bank
99
Comerica Bank
Texas
$39.4M -$277K -3,323 -0.7%
ARC
100
Absolute Return Capital
Massachusetts
$39M +$22.3M +267,942 +134%
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4
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