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Caterpillar
CAT

Overview Fund Activity

1,511 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 583 increasing their positions, 542 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,511
Holders Change
+7
Holders Change %
+0.47%
% of All Funds
34.64%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
583
Reduced
542
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M

Top Buyers

1
Vanguard Group
Vanguard Group
Pennsylvania
+$119M
2
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
+$93M
3
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
+$82.1M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$76.4M
5
Citadel Advisors
Citadel Advisors
Florida
+$75.3M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$210M
2
EVM
Eaton Vance Management
Massachusetts
-$192M
3
Goldman Sachs
Goldman Sachs
New York
-$152M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$119M
5
TCIM
TIAA CREF Investment Management
New York
-$108M
Name Holding Trade Value Shares
Change 		Shares
Change %
FQ
926
First Quadrant
California
$643K – – –
AIM
927
Aspen Investment Management
Michigan
$641K – – –
FIM
928
Fernwood Investment Management
Massachusetts
$640K -$13.6K -100 -2%
HFA
929
Huber Financial Advisors
Illinois
$640K +$17.9K +132 +3%
AC
930
Arjuna Capital
North Carolina
$629K +$1.09K +8 +0.2%
ATC
931
Argent Trust Co
Tennessee
$628K +$372K +2,752 +146%
PWAP
932
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$625K – – –
AB
933
AT Bancorp
Iowa
$619K – – –
VC
934
Vicus Capital
Pennsylvania
$618K +$12.9K +95 +2%
UAS
935
United Asset Strategies
New York
$613K +$11.7K +86 +2%
AWA
936
ARS Wealth Advisors
Florida
$612K -$34.7K -256 -5%
TG
937
TLP Group
Illinois
$612K +$23.6K +174 +4%
LMAM
938
Legg Mason Asset Management
Japan
$611K -$13.6K -100 -2%
VFM
939
Viking Fund Management
North Dakota
$611K – – –
AF
940
Aldebaran Financial
$611K – – –
CBT
941
Capital Bank & Trust
California
$607K +$211K +1,557 +53%
MCM
942
Manchester Capital Management
Vermont
$603K – – –
SNB
943
Security National Bank
Nebraska
$603K – – –
BLA
944
Balter Liquid Alternatives
Massachusetts
$603K +$603K +4,423 New
WWM
945
Windsor Wealth Management
Indiana
$601K +$29.8K +220 +5%
FNT
946
First National Trust
Pennsylvania
$600K -$6.5K -48 -1%
MNBTD
947
Moody National Bank Trust Division
Texas
$600K +$31.2K +230 +5%
ISB
948
Iowa State Bank
Iowa
$595K -$35.9K -265 -6%
SFP
949
Shepherd Financial Partners
Massachusetts
$595K +$595K +4,372 New
HCM
950
HMS Capital Management
Tennessee
$595K +$595K +4,383 New
36 37
38
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