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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
CIC
926
Carnegie Investment Counsel
Ohio
$650K +$279K +1,869 +63%
FMII
927
Farmers & Merchants Investments Inc
Nebraska
$645K -$14.9K -100 -2%
FQ
928
First Quadrant
California
$643K
AIM
929
Aspen Investment Management
Michigan
$641K
FIM
930
Fernwood Investment Management
Massachusetts
$640K -$14.9K -100 -2%
HFA
931
Huber Financial Advisors
Illinois
$640K +$19.7K +132 +3%
AC
932
Arjuna Capital
North Carolina
$629K +$1.2K +8 +0.2%
ATC
933
Argent Trust Co
Tennessee
$628K +$411K +2,752 +146%
PWAP
934
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$625K
AB
935
AT Bancorp
Iowa
$619K
VC
936
Vicus Capital
Pennsylvania
$618K +$14.2K +95 +2%
UAS
937
United Asset Strategies
New York
$613K +$12.8K +86 +2%
AWA
938
ARS Wealth Advisors
Florida
$612K -$38.3K -256 -5%
TG
939
TLP Group
Illinois
$612K +$26K +174 +4%
LMAM
940
Legg Mason Asset Management
Japan
$611K -$14.9K -100 -2%
AF
941
Aldebaran Financial
$611K
VFM
942
Viking Fund Management
North Dakota
$611K
CBT
943
Capital Bank & Trust
California
$607K +$233K +1,557 +53%
MCM
944
Manchester Capital Management
Vermont
$603K
SNB
945
Security National Bank
Nebraska
$603K
BLA
946
Balter Liquid Alternatives
Massachusetts
$603K +$661K +4,423 New
WWM
947
Windsor Wealth Management
Indiana
$601K +$32.9K +220 +5%
FNT
948
First National Trust
Pennsylvania
$600K -$7.17K -48 -1%
MNBTD
949
Moody National Bank Trust Division
Texas
$600K +$34.4K +230 +5%
ISB
950
Iowa State Bank
Iowa
$595K -$39.6K -265 -6%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.