Legg Mason Asset Management’s Caterpillar CAT Stock Holding History

Legg Mason Asset Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$663K	Buy	+3,206	New	+$646K	0.73%	68
2020 Q2	$448K	Hold	3,535	–	–	0.49%	97
2020 Q1	$411K	Hold	3,535	–	–	0.55%	85
2019 Q4	$533K	Sell	3,535 -465	-12%	-$64.9K	0.57%	89
2019 Q3	$506K	Hold	4,000	–	–	0.54%	94
2019 Q2	$546K	Hold	4,000	–	–	0.61%	80
2019 Q1	$542K	Sell	4,000 -100	-2%	-$13.3K	0.64%	79
2018 Q4	$521K	Sell	4,100 -200	-5%	-$26K	0.65%	80
2018 Q3	$656K	Sell	4,300 -200	-4%	-$28.3K	0.62%	88
2018 Q2	$611K	Sell	4,500 -100	-2%	-$14.9K	0.48%	98
2018 Q1	$678K	Sell	4,600 -100	-2%	-$15.8K	0.48%	101
2017 Q4	$741K	Buy	+4,700	New	+$652K	0.45%	97

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Legg Mason Asset Management's CAT Position: Q4 2021 in Review

Legg Mason Asset Management opened a new position in Caterpillar (CAT) in Q4 2021: 3,206 shares worth $663K. The stake represents 0.73% of the portfolio and ranks #68 among its holdings. This is a return to the name: Legg Mason Asset Management previously reported a position in CAT as recently as Q2 2020.

Legg Mason Asset Management first reported a position in CAT in Q4 2017 and has held it in 12 quarters since. The position peaked at $741K in Q4 2017. 2,157 funds tracked by Wall St. Rank hold CAT as of Q4 2021.

Legg Mason Asset Management held 3,206 shares of Caterpillar worth $663K as of Q4 2021.
Caterpillar was a new Legg Mason Asset Management position in Q4 2021.
Caterpillar made up 0.73% of Legg Mason Asset Management's portfolio in Q4 2021, its #68 holding.
Legg Mason Asset Management first reported a position in Caterpillar in Q4 2017 and has held it in 12 quarters since.
Legg Mason Asset Management's Caterpillar position peaked at $741K in Q4 2017.
2,157 funds tracked by Wall St. Rank held Caterpillar as of Q4 2021.

Based on Legg Mason Asset Management's 13F filing for Q4 2021, filed 14 Feb 2022.