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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
MCM
926
MV Capital Management
Maryland
$136K +$9.87K +129 +7%
PCM
927
Prelude Capital Management
New York
$136K +$159K +2,079 New
MCM
928
Manchester Capital Management
Vermont
$135K
AAC
929
Asset Advisors Corp
Georgia
$134K
HSA
930
Hussman Strategic Advisors
Maryland
$131K
ACS
931
Archford Capital Strategies
Illinois
$130K -$682K -8,916 -82%
SMG
932
Spectrum Management Group
Indiana
$129K +$151K +1,974 New
FWM
933
Focused Wealth Management
New York
$124K +$14.1K +184 +11%
Manulife (Manufacturers Life Insurance)
934
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$124K +$11.7M +153,068 +9%
HCM
935
Highlander Capital Management
New Jersey
$118K
RIA
936
Regal Investment Advisors
Michigan
$117K +$71.7K +938 +108%
PFBT
937
Parkside Financial Bank & Trust
Missouri
$110K +$129K +1,683 New
SAMC
938
Shinko Asset Management Company
Japan
$107K
WRM
939
Westport Resources Management
Connecticut
$104K -$158K -2,065 -56%
GAM
940
Gemmer Asset Management
California
$103K +$76.5K +1,000 +172%
FBC
941
Fairfield, Bush & Co
Connecticut
$102K -$306K -4,000 -72%
TDC
942
Thompson Davis & Co
Virginia
$102K -$56.5K -739 -32%
VIA
943
Vantage Investment Advisors
Pennsylvania
$100K -$8.49K -111 -7%
QCG
944
Quadrant Capital Group
Ohio
$100K +$535 +7 +0.4%
SFFS
945
Stonehage Fleming Financial Services
Jersey
$99K -$347K -4,532 -75%
CM
946
Castleark Management
Illinois
$98K
VIA
947
Vident Investment Advisory
Georgia
$97K +$60.9K +796 +116%
AIM
948
Advantage Investment Management
Iowa
$94K -$7.65K -100 -7%
MA
949
MCF Advisors
Kentucky
$94K +$10.6K +139 +11%
BAM
950
Bruderman Asset Management
New York
$91K -$26.2K -342 -20%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.