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Caterpillar
CAT

Overview Fund Activity

2,389 hedge funds and large institutions have $97.3B invested in Caterpillar in 2023 Q3 according to their latest regulatory filings, with 189 funds opening new positions, 902 increasing their positions, 899 reducing their positions, and 80 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,389
Holders Change
+79
Holders Change %
+3.42%
% of All Funds
38.09%
Holding in Top 10
74
Holding in Top 10 Change
+30
Holding in Top 10 Change %
+68.18%
% of All Funds
1.18%
New
189
Increased
902
Reduced
899
Closed
80
Calls
$2.6B
Puts
$3.31B
Net Calls
-$708M
Net Calls Change
-$286M

Top Buyers

1
Winslow Capital Management
Winslow Capital Management
Minnesota
+$292M
2
Bank of America
Bank of America
North Carolina
+$287M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$213M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$199M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$119M

Top Sellers

1
AS
Altshuler Shaham
Israel
-$559M
2
State Street
State Street
Massachusetts
-$374M
3
VOYA Investment Management
VOYA Investment Management
Georgia
-$297M
4
DZ Bank
DZ Bank
Germany
-$288M
5
BlackRock
BlackRock
New York
-$193M
Name Holding Trade Value Shares
Change 		Shares
Change %
WBC
901
Westpac Banking Corp
Australia
$2.09M +$118K +434 +6%
TL
902
Tradewinds LLC
North Carolina
$2.09M -$73.7K -270 -3%
EWM
903
Empirical Wealth Management
Washington
$2.09M +$589K +2,158 +39%
SSW
904
Stone Summit Wealth
Florida
$2.08M -$42.3K -155 -2%
QI
905
Qtron Investments
Massachusetts
$2.08M +$348K +1,276 +20%
EB
906
Exchange Bank
California
$2.08M -$59.8K -219 -3%
JWCA
907
J.W. Cole Advisors
Florida
$2.08M -$26.8K -98 -1%
DWT
908
Dorsey & Whitney Trust
South Dakota
$2.07M -$40.7K -149 -2%
AB
909
Atlas Brown
Kentucky
$2.07M -$5.19K -19 -0.3%
DSN
910
D. Scott Neal
Kentucky
$2.06M – – –
OC
911
Oarsman Capital
Wisconsin
$2.06M +$174K +638 +9%
SIP
912
Stoneridge Investment Partners
Pennsylvania
$2.04M -$1.38M -5,056 -40%
WHG
913
Westwood Holdings Group
Texas
$2.03M -$71K -260 -3%
LRPA
914
L. Roy Papp & Associates
Arizona
$2.03M +$128K +470 +7%
CT
915
Cambridge Trust
Massachusetts
$2.03M -$18.3K -67 -0.9%
FWM
916
Focused Wealth Management
New York
$2.02M -$5.19K -19 -0.3%
RWA
917
Ropes Wealth Advisors
Massachusetts
$2.02M -$157K -574 -7%
RWM
918
Ritholtz Wealth Management
New York
$2.02M +$97.5K +357 +5%
VBCG
919
Valley Brook Capital Group
Pennsylvania
$2M +$75.1K +275 +4%
CCP
920
Cunning Capital Partners
North Carolina
$2M +$2M +7,320 New
RIM
921
Redwood Investment Management
Arizona
$1.98M +$1.98M +7,269 New
CT
922
Columbia Trust
Oregon
$1.98M +$29.8K +109 +2%
TSWM
923
Triangle Securities Wealth Management
North Carolina
$1.97M +$8.19K +30 +0.4%
QIM
924
Quest Investment Management
Oregon
$1.96M – – –
CSI
925
Cross Staff Investments
New York
$1.96M – – –
35 36
37
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