Empirical Wealth Management’s Caterpillar CAT Stock Holding History

Empirical Wealth Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$17.1M	Sell	16,021 -216	-1%	-$190K	0.25%	76
2026 Q1	$11.5M	Sell	16,237 -562	-3%	-$389K	0.2%	89
2025 Q4	$9.62M	Buy	16,799 +2,443	+17%	+$1.36M	0.17%	98
2025 Q3	$6.85M	Buy	14,356 +41	+0.3%	+$17.5K	0.14%	116
2025 Q2	$5.56M	Buy	14,315 +1,440	+11%	+$480K	0.13%	126
2025 Q1	$4.25M	Buy	12,875 +2,383	+23%	+$849K	0.11%	138
2024 Q4	$3.81M	Buy	10,492 +680	+7%	+$264K	0.1%	133
2024 Q3	$3.84M	Sell	9,812 -1,152	-11%	-$398K	0.11%	137
2024 Q2	$3.65M	Buy	10,964 +4,372	+66%	+$1.52M	0.11%	131
2024 Q1	$2.42M	Sell	6,592 -103	-2%	-$32.9K	0.07%	161
2023 Q4	$1.98M	Sell	6,695 -951	-12%	-$247K	0.07%	168
2023 Q3	$2.09M	Buy	7,646 +2,158	+39%	+$585K	0.08%	154
2023 Q2	$1.35M	Buy	5,488 +176	+3%	+$39.2K	0.05%	200
2023 Q1	$1.22M	Buy	5,312 +599	+13%	+$145K	0.05%	187
2022 Q4	$1.13M	Sell	4,713 -287	-6%	-$62.5K	0.05%	189
2022 Q3	$820K	Buy	5,000 +1,210	+32%	+$221K	0.04%	220
2022 Q2	$678K	Buy	3,790 +345	+10%	+$72.7K	0.04%	251
2022 Q1	$768K	Sell	3,445 -914	-21%	-$192K	0.04%	254
2021 Q4	$901K	Sell	4,359 -30	-0.7%	-$6.04K	0.05%	237
2021 Q3	$843K	Buy	4,389 +650	+17%	+$135K	0.05%	219
2021 Q2	$814K	Sell	3,739 -12	-0.3%	-$2.77K	0.05%	214
2021 Q1	$870K	Sell	3,751 -27	-0.7%	-$5.59K	0.07%	174
2020 Q4	$688K	Buy	3,778 +1,148	+44%	+$195K	0.05%	199
2020 Q3	$392K	Sell	2,630 -247	-9%	-$34.7K	0.03%	245
2020 Q2	$364K	Sell	2,877 -437	-13%	-$51.8K	0.03%	254
2020 Q1	$385K	Buy	3,314 +188	+6%	+$24K	0.04%	221
2019 Q4	$462K	Buy	3,126 +1,145	+58%	+$160K	0.05%	199
2019 Q3	$250K	Sell	1,981 -36	-2%	-$4.57K	0.03%	253
2019 Q2	$275K	Sell	2,017 -144	-7%	-$19K	0.04%	213
2019 Q1	$293K	Buy	2,161 +516	+31%	+$68.5K	0.04%	182
2018 Q4	$209K	Sell	1,645 -46	-3%	-$5.99K	0.04%	187
2018 Q3	$258K	Buy	1,691 +3	+0.2%	+$424	0.05%	175
2018 Q2	$229K	Buy	1,688 +59	+4%	+$8.82K	0.04%	169
2018 Q1	$240K	Buy	1,629 +3	+0.2%	+$474	0.05%	150
2017 Q4	$256K	Buy	+1,626	New	+$226K	0.05%	128

Other funds holding CAT

ECSS

Eurizon Capital SGR SpA Milan $37.3B AUM

New York State Teachers Retirement System (NYSTRS) Albany, New York $54.2B AUM 43.77% 1-Year Est. Return

Asset Management One Tokyo, Japan $39B AUM 37.51% 1-Year Est. Return

SMDAM

Sumitomo Mitsui DS Asset Management Tokyo, Japan $14.5B AUM 37.68% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

KeyBank National Association Cleveland, Ohio $30.4B AUM 27.51% 1-Year Est. Return

Retirement Systems of Alabama Montgomery, Alabama $33.2B AUM 38.15% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $23.8B AUM 34.25% 1-Year Est. Return

Swedbank Stockholm, Sweden $116B AUM 46.87% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $43.3B AUM 29.3% 1-Year Est. Return

Empirical Wealth Management's CAT Position: Q2 2026 in Review

Empirical Wealth Management reduced its Caterpillar (CAT) stake by 1.3% in Q2 2026, selling an estimated $190K and leaving 16,021 shares worth $17.1M. The position accounts for 0.25% of the portfolio, ranked #76.

Empirical Wealth Management first reported a position in CAT in Q4 2017 and has held it in 35 quarters since. 1,695 funds tracked by Wall St. Rank hold CAT as of Q2 2026.

Empirical Wealth Management held 16,021 shares of Caterpillar worth $17.1M as of Q2 2026.
Empirical Wealth Management sold 216 Caterpillar shares in Q2 2026, an estimated $190K.
Caterpillar made up 0.25% of Empirical Wealth Management's portfolio in Q2 2026, its #76 holding.
Empirical Wealth Management first reported a position in Caterpillar in Q4 2017 and has held it in 35 quarters since.
1,695 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.

Based on Empirical Wealth Management's 13F filing for Q2 2026, filed 15 Jul 2026.