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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
XF
901
XML Financial
Maryland
$712K +$712K +4,820 New
BAM
902
Belpointe Asset Management
Nevada
$711K -$302K -2,048 -30%
TWP
903
Tempus Wealth Planning
California
$709K +$709K +4,800 New
CWP
904
Capital Wealth Planning
Florida
$708K -$9.45K -64 -1%
HW
905
Hancock Whitney
Mississippi
$705K -$111K -752 -14%
SFG
906
SevenBridge Financial Group
Pennsylvania
$704K +$4.43K +30 +0.6%
CPO
907
Cerity Partners OCIO
New York
$704K +$54.3K +407 +8%
FQ
908
First Quadrant
California
$700K – – –
NL
909
NWAM LLC
Washington
$699K -$323K -2,184 -32%
WOC
910
West Oak Capital
California
$699K -$64.3K -435 -8%
MWM
911
Mattern Wealth Management
Kansas
$699K +$699K +4,732 New
ClearBridge Investments
912
ClearBridge Investments
New York
$697K +$10.1K +67 +1%
EIA
913
Eldridge Investment Advisors
New Hampshire
$696K -$103K -700 -13%
EGA
914
E&G Advisors
Texas
$694K – – –
PIMG
915
Patriot Investment Management Group
Tennessee
$692K -$2.51K -17 -0.4%
FANJ
916
Financial Architects (New Jersey)
New Jersey
$690K -$32.5K -220 -4%
Walleye Capital
917
Walleye Capital
New York
$685K +$685K +4,636 New
GLR
918
Great Lakes Retirement
Ohio
$684K +$684K +4,632 New
VWA
919
Visionary Wealth Advisors
Illinois
$681K +$681K +4,610 New
NIPH
920
NN Investment Partners Holdings
Netherlands
$679K -$4.68M -31,679 -87%
CNFG
921
Creegan & Nassoura Financial Group
New Hampshire
$676K +$676K +4,575 New
BFM
922
Boston Financial Management
Massachusetts
$675K +$38.4K +260 +6%
PCA
923
Personal Capital Advisors
California
$675K +$160K +1,085 +31%
IWC
924
Integrated Wealth Concepts
Massachusetts
$671K +$320K +2,170 +91%
AP
925
Advisors Preferred
Maryland
$669K +$669K +4,531 New
35 36
37
38 39