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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
TCM
901
Traynor Capital Management
Pennsylvania
$391K +$391K +4,276 New
CAG
902
Crestwood Advisors Group
Massachusetts
$389K -$6.86K -75 -2%
CC
903
Cognios Capital
Kansas
$389K – – –
ACI
904
Alpha Cubed Investments
California
$387K -$4.57K -50 -1%
RPGK
905
Retirement Planning Group (Kansas)
Kansas
$386K +$366 +4 +0.1%
VWM
906
Vector Wealth Management
Minnesota
$385K -$6.67K -73 -2%
GIS
907
Guardian Investor Services
New York
$383K -$24.1K -264 -6%
CCMW
908
Cypress Capital Management (Wyoming)
Wyoming
$381K +$381K +4,162 New
KWMG
909
King Wealth Management Group
Florida
$380K +$115K +1,254 +43%
CCM
910
Catawba Capital Management
Virginia
$378K – – –
HI
911
Hudock Inc
Pennsylvania
$371K -$76.2K -833 -17%
NAMA
912
Nikko Asset Management Americas
New York
$370K – – –
FBFS
913
First Business Financial Services
Wisconsin
$369K +$30K +327 +9%
FSC
914
Fiduciary Services Corp
Georgia
$368K -$17.7K -193 -5%
DAM
915
Deltec Asset Management
New York
$366K – – –
ARMT
916
Amica Retiree Medical Trust
Rhode Island
$366K – – –
UOC
917
UBS O'Connor
Illinois
$366K +$366K +4,000 New
VC
918
Vicus Capital
Pennsylvania
$364K – – –
CIC
919
Cornercap Investment Counsel
Georgia
$364K +$364K +3,980 New
BWA
920
Burt Wealth Advisors
Maryland
$362K +$362K +3,944 New
TIA
921
Trust Investment Advisors
Indiana
$360K -$96.1K -1,050 -21%
PCA
922
Peddock Capital Advisors
Massachusetts
$360K – – –
BHIA
923
Birch Hill Investment Advisors
Massachusetts
$359K -$3.2K -35 -0.9%
YCM
924
Yorkville Capital Management
New York
$357K – – –
AI
925
Atria Investments
North Carolina
$354K -$13.9K -152 -4%
35 36
37
38 39