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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
Harris Associates
Illinois
+$565M
2
Franklin Resources
Franklin Resources
California
+$256M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$181M
4
Capital World Investors
Capital World Investors
California
+$119M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$95M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$342M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$283M
3
EVM
Eaton Vance Management
Massachusetts
-$209M
4
HCM
Herndon Capital Management
Georgia
-$135M
5
Morgan Stanley
Morgan Stanley
New York
-$122M
Name Holding Trade Value Shares
Change 		Shares
Change %
AIM
876
Aspen Investment Management
Michigan
$297K – – –
PWMAG
877
Pinnacle Wealth Management Advisory Group
New Jersey
$297K +$28.6K +357 +11%
LCP
878
LGT Capital Partners
Switzerland
$296K +$296K +3,700 New
RIM
879
Regent Investment Management
Kentucky
$293K – – –
Jane Street
880
Jane Street
New York
$292K -$1.4M -17,515 -83%
BTNA
881
Bremer Trust National Association
Minnesota
$292K – – –
WAM
882
Winslow Asset Management
Ohio
$284K – – –
SFU
883
Stonehage Fleming (UK)
United Kingdom
$283K -$93.2K -1,100 -25%
FIM
884
Freedom Investment Management
Connecticut
$283K +$51.4K +643 +22%
WSC
885
Wellington Shields & Co
New York
$280K – – –
BRWM
886
B. Riley Wealth Management
Tennessee
$280K +$37.9K +474 +16%
FMBTD
887
First Midwest Bank Trust Division
Illinois
$278K -$1.41M -17,545 -83%
CAG
888
Crestwood Advisors Group
Massachusetts
$276K -$64K -800 -19%
LNC
889
Lincoln National Corp
Pennsylvania
$276K +$67K +837 +32%
PFS
890
Prospera Financial Services
Texas
$274K -$197K -2,969 -42%
AFG
891
Albion Financial Group
Utah
$274K – – –
Verition Fund Management
892
Verition Fund Management
Connecticut
$274K +$274K +3,427 New
HA
893
Halsey Associates
Connecticut
$272K -$27.1K -339 -9%
SAM
894
Strategy Asset Managers
California
$272K – – –
IT
895
Independence Trust
Tennessee
$271K – – –
AF
896
Affiance Financial
Minnesota
$271K – – –
BHIA
897
Birch Hill Investment Advisors
Massachusetts
$270K -$44K -550 -14%
OA
898
Oxbow Advisors
Texas
$270K – – –
BHA
899
Beech Hill Advisors
New York
$267K +$24K +300 +10%
CIC
900
Crawford Investment Counsel
Georgia
$265K -$94.3K -1,178 -26%
34 35
36
37 38