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Caterpillar
CAT

Overview Fund Activity

1,071 hedge funds and large institutions have $33.2B invested in Caterpillar in 2013 Q3 according to their latest regulatory filings, with 82 funds opening new positions, 365 increasing their positions, 484 reducing their positions, and 74 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,071
Holders Change
-2
Holders Change %
-0.19%
% of All Funds
34.74%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.71%
New
82
Increased
365
Reduced
484
Closed
74
Calls
$930M
Puts
$1.52B
Net Calls
-$586M
Net Calls Change
+$45M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$225M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$166M
3
Franklin Resources
Franklin Resources
California
+$111M
4
SG Americas Securities
SG Americas Securities
New York
+$107M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$95.3M

Top Sellers

1
State Street
State Street
Massachusetts
-$221M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$145M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$82.6M
4
HSBC Holdings
HSBC Holdings
United Kingdom
-$73.2M
5
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$64.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
TAM
851
Taurus Asset Management
New York
$364K – – –
PFP
852
Pinnacle Financial Partners
Tennessee
$360K -$2.15K -27 -0.6%
VAM
853
Visium Asset Management
New York
$357K +$357K +4,286 New
TTWM
854
TCV Trust & Wealth Management
Virginia
$352K +$5.58K +67 +2%
SAM
855
SignalPoint Asset Management
Missouri
$352K +$352K +4,219 New
YCM
856
Yorkville Capital Management
New York
$350K +$100K +1,200 +40%
MPI
857
Mairs & Power Inc
Minnesota
$349K -$22.1K -265 -6%
CCMG
858
Clark Capital Management Group
Pennsylvania
$348K -$76.8K -920 -18%
AB
859
Atlas Brown
Kentucky
$347K +$53K +635 +18%
CBN
860
Cadence Bank NA
Texas
$345K -$140K -1,681 -29%
FIAS
861
FinTrust Investment Advisory Services
South Carolina
$345K -$34.4K -413 -9%
CCM
862
Catawba Capital Management
Virginia
$345K – – –
HCM
863
Horrell Capital Management
Arkansas
$343K +$6.17K +74 +2%
CCM
864
Covington Capital Management
California
$341K – – –
QC
865
QCM Cayman
Texas
$341K +$341K +4,091 New
TF
866
Tompkins Financial
New York
$337K +$77.9K +935 +30%
DHFB
867
Dixon Hubard Feinour & Brown
Virginia
$334K -$33.4K -400 -9%
DAM
868
Deltec Asset Management
New York
$334K -$16.7K -200 -5%
PHS
869
Pekin Hardy Strauss
Illinois
$327K +$8.43K +101 +3%
BTNA
870
Bremer Trust National Association
Minnesota
$322K -$97.8K -1,173 -23%
EA
871
Emerald Advisers
Pennsylvania
$320K -$65.9K -790 -17%
CRC
872
Curi RMB Capital
Illinois
$320K +$22.2K +266 +7%
OA
873
Oxbow Advisors
Texas
$314K – – –
HA
874
Halsey Associates
Connecticut
$311K -$58.4K -700 -16%
DWT
875
Dorsey & Whitney Trust
South Dakota
$311K +$54.6K +654 +21%
33 34
35
36 37