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Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$467M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$404M
3
Norges Bank
Norges Bank
Norway
+$290M
4
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$264M
5
Fidelity Investments
Fidelity Investments
Massachusetts
+$202M

Top Sellers

1
State Street
State Street
Massachusetts
-$364M
2
Goldman Sachs
Goldman Sachs
New York
-$248M
3
MNA
Manning & Napier Advisors
New York
-$158M
4
ClearBridge Investments
ClearBridge Investments
New York
-$153M
5
IGIM
I.G. Investment Management
Manitoba, Canada
-$106M
Name Holding Trade Value Shares
Change 		Shares
Change %
WSCM
826
Wellington Shields Capital Management
New York
$648K +$21.9K +201 +3%
ACM
827
Aviance Capital Management
Florida
$645K +$203K +1,867 +46%
KJHP
828
K.J. Harrison & Partners
Ontario, Canada
$643K -$4.45M -40,900 -87%
HI
829
HBK Investments
Texas
$641K +$641K +5,900 New
AWA
830
AmeriServ Wealth Advisors
Pennsylvania
$630K -$369K -3,400 -37%
S
831
SignatureFD
Georgia
$625K -$11.5K -106 -2%
LG
832
LaFleur & Godfrey
Michigan
$625K +$90.2K +830 +17%
ANRIA
833
American National Registered Investment Advisor
Texas
$621K – – –
AT
834
Acadia Trust
Maine
$620K – – –
MNBTD
835
Moody National Bank Trust Division
Texas
$619K – – –
BBNB
836
Baker Boyer National Bank
Washington
$612K +$25K +230 +4%
SLG
837
Stanley-Laman Group
Pennsylvania
$610K – – –
BKBG
838
BHF Kleinwort Benson Group
Belgium
$605K -$995K -9,150 -62%
CPA
839
Court Place Advisors
Maryland
$605K – – –
FBC
840
Fairfield, Bush & Co
Connecticut
$605K +$543K +5,000 +883%
ANBTV
841
American National Bank & Trust (Virginia)
Virginia
$601K +$264K +2,427 +78%
BB
842
Bell Bank
North Dakota
$593K -$202K -1,859 -25%
SYBT
843
Stock Yards Bank & Trust
Kentucky
$593K +$29.7K +273 +5%
NGA
844
Naples Global Advisors
Florida
$592K +$8.15K +75 +1%
FHC
845
First Heartland Consultants
Missouri
$591K -$26.9K -248 -4%
CCP
846
Clarkston Capital Partners
Michigan
$588K +$29.9K +275 +5%
AQR Capital Management
847
AQR Capital Management
Connecticut
$587K -$1.27M -11,700 -68%
PJSIMP
848
P.J. Schmidt Investment Management (PJS)
Wisconsin
$585K – – –
PP
849
Patten & Patten
Tennessee
$575K -$371K -3,409 -39%
FNB
850
First Niagara Bank
New York
$574K -$16.3K -150 -3%
32 33
34
35 36