CAT icon

Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$467M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$404M
3
Norges Bank
Norges Bank
Norway
+$290M
4
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$264M
5
Fidelity Investments
Fidelity Investments
Massachusetts
+$202M

Top Sellers

1
State Street
State Street
Massachusetts
-$364M
2
Goldman Sachs
Goldman Sachs
New York
-$248M
3
MNA
Manning & Napier Advisors
New York
-$158M
4
ClearBridge Investments
ClearBridge Investments
New York
-$153M
5
IGIM
I.G. Investment Management
Manitoba, Canada
-$106M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCFCSB
801
Cape Cod Five Cents Savings Bank
Massachusetts
$701K -$2.71K -25 -0.4%
ANB
802
Amarillo National Bank
Texas
$701K +$86.4K +795 +14%
FCIM
803
Fairview Capital Investment Management
California
$700K – – –
RIL
804
Rothschild Investment LLC
Illinois
$699K -$234K -2,155 -25%
BWAM
805
Boyd Watterson Asset Management
Ohio
$699K – – –
DSN
806
D. Scott Neal
Kentucky
$699K +$3.8K +35 +0.5%
MFIMFI
807
Mesirow Financial Investment Management - Fixed Income
Illinois
$698K +$698K +6,424 New
WB
808
Webster Bank
Connecticut
$697K -$356K -3,275 -34%
SCP
809
Sandhill Capital Partners
New York
$697K +$18K +166 +3%
DIA
810
Denver Investment Advisors
Colorado
$692K – – –
SC
811
Savant Capital
Illinois
$690K +$28.8K +265 +4%
PC
812
Passport Capital
California
$687K +$687K +6,324 New
PL
813
Perpetual Ltd
Australia
$685K +$214K +1,968 +45%
AMG
814
Asset Management Group
Connecticut
$683K +$1.96K +18 +0.3%
LNWWM
815
Laird Norton Wetherby Wealth Management
California
$680K +$45.5K +419 +7%
ZIM
816
Zacks Investment Management
Illinois
$677K +$677K +6,227 New
CC
817
Curian Capital
Colorado
$675K -$4.72M -43,474 -87%
NSIM
818
North Star Investment Management
Illinois
$675K +$25K +230 +4%
IPC
819
Independent Portfolio Consultants
Florida
$674K +$33.2K +305 +5%
AIM
820
Acropolis Investment Management
Missouri
$669K -$475K -4,365 -42%
KFS
821
Kurt F. Somerville
$669K – – –
OC
822
Oarsman Capital
Wisconsin
$656K – – –
SFU
823
Stonehage Fleming (UK)
United Kingdom
$656K – – –
TFO
824
Tarbox Family Office
California
$654K -$18K -166 -3%
ICM
825
ICC Capital Management
Florida
$649K +$21.2K +195 +3%
31 32
33
34 35