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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCFCSB
751
Cape Cod Five Cents Savings Bank
Massachusetts
$504K -$20.9K -225 -4%
BWAM
752
Boyd Watterson Asset Management
Ohio
$501K – – –
HVIA
753
Hudson Valley Investment Advisors
New York
$500K – – –
CWM
754
Concert Wealth Management
California
$499K -$107K -1,154 -18%
IB
755
Intrust Bank
Kansas
$494K -$7.34K -79 -1%
TC
756
Trust Company
Kansas
$492K -$9.27K -100 -2%
RIL
757
Rothschild Investment LLC
Illinois
$491K -$2.6K -28 -0.5%
OSNBOA
758
Old Second National Bank of Aurora
Illinois
$488K -$4.18K -45 -0.8%
ANRIA
759
American National Registered Investment Advisor
Texas
$488K – – –
FCIM
760
Fairview Capital Investment Management
California
$486K – – –
GCA
761
Gideon Capital Advisors
New York
$486K +$486K +5,244 New
GBBWRPM
762
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$485K -$484K -5,217 -50%
MNBTD
763
Moody National Bank Trust Division
Texas
$484K – – –
DWT
764
Dorsey & Whitney Trust
South Dakota
$483K +$37.1K +400 +8%
GXMC
765
Global X Management Company
New York
$482K +$104K +1,121 +27%
NPC
766
National Planning Corporation
California
$479K -$199K -2,107 -29%
WOC
767
West Oak Capital
California
$476K -$32.5K -350 -6%
VWA
768
V Wealth Advisors
Kansas
$474K +$62.8K +677 +15%
EMG
769
Ellington Management Group
Connecticut
$473K -$7.09M -76,394 -94%
MIP
770
Marietta Investment Partners
Wisconsin
$471K -$162K -1,750 -26%
CONA
771
Capital One National Association
New York
$465K -$12.5K -135 -3%
WB
772
Webster Bank
Connecticut
$465K -$9.28K -100 -2%
BAM
773
Barrett Asset Management
New York
$464K -$27.8K -300 -6%
SCA
774
Sippican Capital Advisors
Massachusetts
$464K – – –
SA
775
Sicart Associates
New York
$464K – – –
29 30
31
32 33