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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
HCMT
676
Highland Capital Management (Tennessee)
Tennessee
$1.63M +$300K +2,122 +25%
HK
677
Horizon Kinetics
New York
$1.62M +$7.78K +55 +0.5%
FWM
678
Focused Wealth Management
New York
$1.62M +$510K +3,603 +51%
PAG
679
Private Advisory Group
Washington
$1.61M +$55.3K +391 +4%
VCAM
680
Van Cleef Asset Management
Ohio
$1.6M -$103K -730 -6%
CT
681
Coastline Trust
Rhode Island
$1.6M -$28.3K -200 -2%
RCM
682
Radnor Capital Management
Pennsylvania
$1.6M
Assenagon Asset Management
683
Assenagon Asset Management
Luxembourg
$1.6M +$92.2K +652 +7%
CICI
684
Capital Investment Counsel Inc
North Carolina
$1.6M -$56.2K -397 -4%
CCM
685
Cribstone Capital Management
Maine
$1.59M
OIA
686
Optimum Investment Advisors
Illinois
$1.59M -$46K -325 -3%
CIP
687
Convergence Investment Partners
Florida
$1.58M -$5.37M -37,965 -79%
HI
688
Hudock Inc
Pennsylvania
$1.58M +$8.35K +59 +0.6%
SWM
689
SeaCrest Wealth Management
New York
$1.56M -$146K -1,032 -9%
ADL
690
Asset Dedication LLC
California
$1.55M -$69.5K -491 -5%
BHC
691
Bowen Hanes & Co
Florida
$1.55M -$54K -382 -4%
EWM
692
Evercore Wealth Management
New York
$1.55M +$335K +2,369 +30%
Capstone Investment Advisors
693
Capstone Investment Advisors
New York
$1.54M -$1.63M -11,537 -53%
PIA
694
Peachtree Investment Advisors
Georgia
$1.54M +$19.1K +135 +1%
MA
695
Montag & Associates
Georgia
$1.54M +$1.43M +10,080 New
IHL
696
Investment House LLC
California
$1.53M -$28.3K -200 -2%
BFEC
697
Benjamin F. Edwards & Company
Missouri
$1.53M -$113K -797 -7%
KFBMI
698
Kentucky Farm Bureau Mutual Insurance
Kentucky
$1.52M
OFG
699
OmniStar Financial Group
North Carolina
$1.51M +$3.68K +26 +0.3%
AMI
700
Amica Mutual Insurance
Rhode Island
$1.5M

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.