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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$446M
2
Ameriprise
Ameriprise
Minnesota
+$309M
3
SCM
Suvretta Capital Management
New York
+$194M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$159M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$153M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$670M
2
Capital World Investors
Capital World Investors
California
-$316M
3
Citadel Advisors
Citadel Advisors
Florida
-$237M
4
Deutsche Bank
Deutsche Bank
Germany
-$218M
5
AQR Capital Management
AQR Capital Management
Connecticut
-$194M
Name Holding Trade Value Shares
Change 		Shares
Change %
HK
676
Horizon Kinetics
New York
$1.62M +$8.39K +55 +0.5%
FWM
677
Focused Wealth Management
New York
$1.62M +$550K +3,603 +51%
PAG
678
Private Advisory Group
Washington
$1.61M +$55.3K +391 +4%
VCAM
679
Van Cleef Asset Management
Ohio
$1.6M -$111K -730 -6%
CT
680
Coastline Trust
Rhode Island
$1.6M -$30.5K -200 -2%
RCM
681
Radnor Capital Management
Pennsylvania
$1.6M – – –
Assenagon Asset Management
682
Assenagon Asset Management
Luxembourg
$1.6M +$99.4K +652 +7%
CICI
683
Capital Investment Counsel Inc
North Carolina
$1.6M -$60.5K -397 -4%
CCM
684
Cribstone Capital Management
Maine
$1.59M – – –
OIA
685
Optimum Investment Advisors
Illinois
$1.59M -$49.6K -325 -3%
CIP
686
Convergence Investment Partners
Florida
$1.59M -$5.79M -37,965 -79%
HI
687
Hudock Inc
Pennsylvania
$1.58M +$8.99K +59 +0.6%
SWM
688
SeaCrest Wealth Management
New York
$1.57M -$157K -1,032 -9%
ADL
689
Asset Dedication LLC
California
$1.55M -$74.7K -491 -5%
BHC
690
Bowen Hanes & Co
Florida
$1.55M -$58.2K -382 -4%
EWM
691
Evercore Wealth Management
New York
$1.55M +$361K +2,369 +30%
Capstone Investment Advisors
692
Capstone Investment Advisors
New York
$1.54M -$1.76M -11,537 -53%
PIA
693
Peachtree Investment Advisors
Georgia
$1.54M +$20.6K +135 +1%
MA
694
Montag & Associates
Georgia
$1.54M +$1.54M +10,080 New
IHL
695
Investment House LLC
California
$1.54M -$30.5K -200 -2%
BFEC
696
Benjamin F. Edwards & Company
Missouri
$1.53M -$122K -797 -7%
OFG
697
OmniStar Financial Group
North Carolina
$1.51M +$3.97K +26 +0.3%
AMI
698
Amica Mutual Insurance
Rhode Island
$1.51M – – –
ATC
699
Adirondack Trust Company
New York
$1.5M -$2.29K -15 -0.2%
PCIA
700
Prime Capital Investment Advisors
Kansas
$1.48M -$72.3K -474 -5%
26 27
28
29 30