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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
KTC
651
Kistler-Tiffany Companies
Pennsylvania
$785K -$1.76K -19 -0.2%
BG
652
Bahl & Gaynor
Ohio
$782K +$6.77K +73 +0.9%
TSS
653
Thomas Story & Son
Indiana
$779K – – –
BAAM
654
Baker Avenue Asset Management
California
$779K +$779K +8,399 New
FPCG
655
Fort Pitt Capital Group
Pennsylvania
$774K -$97.4K -1,050 -11%
SAM
656
Sawgrass Asset Management
Florida
$771K – – –
IRF
657
IBM Retirement Fund
New York
$770K -$5.74M -46,411 -88%
FIM
658
Fernwood Investment Management
Massachusetts
$770K -$74.2K -800 -9%
MCIM
659
Meadow Creek Investment Management
Georgia
$765K +$155K +1,672 +25%
WG
660
Welch Group
Alabama
$764K -$7.42K -80 -1%
CCT
661
Country Club Trust
Missouri
$761K +$761K +8,203 New
PVWM
662
Point View Wealth Management
New Jersey
$753K +$76.6K +826 +11%
CTI
663
Community Trust & Investment
Kentucky
$751K – – –
DSN
664
D. Scott Neal
Kentucky
$746K – – –
Mariner
665
Mariner
Kansas
$745K -$587K -6,329 -44%
FIG
666
FundX Investment Group
California
$742K – – –
TA
667
Tiedemann Advisors
New York
$741K +$537K +5,794 +264%
WC
668
Woodstock Corp
Massachusetts
$740K -$60.3K -650 -8%
NSIM
669
North Star Investment Management
Illinois
$740K +$22.3K +240 +3%
CB
670
Community Bank
New York
$729K -$558K -6,010 -43%
CG
671
Caprock Group
Idaho
$729K -$172K -1,860 -19%
SCA
672
Salient Capital Advisors
Texas
$724K -$770K -8,300 -52%
CPA
673
Court Place Advisors
Maryland
$724K – – –
BFA
674
Bragg Financial Advisors
North Carolina
$721K -$7.42K -80 -1%
ADL
675
Asset Dedication LLC
California
$721K -$6.68K -71 -0.9%
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