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Caterpillar
CAT

Overview Fund Activity

1,083 hedge funds and large institutions have $30.6B invested in Caterpillar in 2016 Q1 according to their latest regulatory filings, with 102 funds opening new positions, 414 increasing their positions, 410 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,083
Holders Change
+18
Holders Change %
+1.69%
% of All Funds
28.9%
Holding in Top 10
17
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+142.86%
% of All Funds
0.45%
New
102
Increased
414
Reduced
410
Closed
69
Calls
$1.02B
Puts
$1.65B
Net Calls
-$621M
Net Calls Change
+$433M

Top Buyers

1
BFA
BlackRock Fund Advisors
California
+$255M
2
Invesco
Invesco
Georgia
+$114M
3
Norges Bank
Norges Bank
Norway
+$93.9M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$85.9M
5
Los Angeles Capital Management
Los Angeles Capital Management
California
+$43.2M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$509M
2
ACM
Americafirst Capital Management
California
-$420M
3
LSV Asset Management
LSV Asset Management
Illinois
-$172M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$170M
5
Harris Associates
Harris Associates
Illinois
-$150M
Name Holding Trade Value Shares
Change 		Shares
Change %
AP
651
Advisor Partners
California
$683K +$297K +3,877 +77%
CEP
652
Chicago Equity Partners
Illinois
$674K +$674K +8,800 New
AL
653
Agran Libbie
California
$672K -$76.2K -995 -10%
WA
654
WBH Advisory
Maryland
$672K -$6.81K -89 -1%
W
655
Wealthfront
California
$667K -$68.6K -896 -9%
MI
656
Montage Investments
Kansas
$666K +$666K +8,696 New
Luther King Capital Management (LKCM)
657
Luther King Capital Management (LKCM)
Texas
$665K +$36.8K +481 +6%
SC
658
Savant Capital
Illinois
$665K +$53.5K +699 +9%
ASN
659
Advisory Services Network
Georgia
$664K +$236K +3,082 +55%
SAM
660
Sawgrass Asset Management
Florida
$651K – – –
OA
661
Oxbow Advisors
Texas
$651K +$204K +2,672 +46%
IAMOG
662
Investors Asset Management of Georgia
Georgia
$650K +$7.66K +100 +1%
AT
663
Argent Trust
Texas
$648K +$57.4K +750 +10%
TSS
664
Thomas Story & Son
Indiana
$643K – – –
TYCC
665
Texas Yale Capital Corp
Florida
$640K -$36.7K -480 -5%
GC
666
Garde Capital
Washington
$640K +$86.1K +1,125 +16%
AT
667
Acadia Trust
Maine
$635K -$2.3K -30 -0.4%
TIA
668
Tiemann Investment Advisors
California
$630K -$7.66K -100 -1%
BFA
669
Bragg Financial Advisors
North Carolina
$629K -$27.2K -355 -4%
CL
670
CPWM LLC
Washington
$629K -$19K -248 -3%
KTC
671
Kistler-Tiffany Companies
Pennsylvania
$626K +$230 +3 +0%
VAM
672
Visium Asset Management
New York
$626K +$205K +2,683 +49%
CTI
673
Community Trust & Investment
Kentucky
$620K – – –
DSN
674
D. Scott Neal
Kentucky
$615K – – –
FTI
675
Fiduciary Trust International
Massachusetts
$615K +$6.96K +91 +1%
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