CAT icon

Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$462M
2
Harris Associates
Harris Associates
Illinois
+$307M
3
Invesco
Invesco
Georgia
+$159M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$146M
5
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$106M

Top Sellers

1
WRF
Waddell & Reed Financial
Kansas
-$426M
2
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$127M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$121M
4
American Century Companies
American Century Companies
Missouri
-$99.2M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$94.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
DMC
626
Drexel Morgan & Co
Pennsylvania
$763K +$159K +2,433 +26%
TSWM
627
Triangle Securities Wealth Management
North Carolina
$762K -$178K -2,720 -19%
MBTD
628
Mechanics Bank - Trust Department
California
$760K +$78.4K +1,200 +12%
CWP
629
Capital Wealth Planning
Florida
$758K – – –
SI
630
SII Investments
Wisconsin
$751K -$186K -2,828 -20%
IPC
631
Independent Portfolio Consultants
Florida
$736K +$24.3K +372 +3%
Bank of Nova Scotia
632
Bank of Nova Scotia
Ontario, Canada
$734K +$25.6K +391 +4%
VAM
633
Visium Asset Management
New York
$732K -$140K -2,138 -16%
VFA
634
Voya Financial Advisors
Connecticut
$726K +$76.6K +1,191 +12%
MMPW
635
Mitchell McLeod Pugh & Williams
Alabama
$725K -$3.27K -50 -0.4%
DIA
636
Dean Investment Associates
Ohio
$719K +$39.4K +603 +6%
EOJOAM
637
E. Ohman J:or Asset Management
Sweden
$719K – – –
PAM
638
PartnerRe Asset Management
Connecticut
$713K +$523 +8 +0.1%
SCA
639
Stonebridge Capital Advisors
Minnesota
$711K +$17K +260 +2%
BAC
640
Boys Arnold & Co
North Carolina
$707K -$16.4K -250 -2%
CA
641
Cetera Advisors
Colorado
$700K +$99.6K +1,508 +17%
JIM
642
Jupiter Investment Management
United Kingdom
$686K +$686K +10,500 New
DPIM
643
Duff & Phelps Investment Management
Illinois
$682K -$37.9K -580 -5%
AP
644
Appleton Partners
Massachusetts
$677K -$62.9K -963 -9%
PNC
645
Park National Corp
Ohio
$677K +$65.5K +1,001 +11%
FMII
646
Farmers & Merchants Investments Inc
Nebraska
$675K +$3.92K +60 +0.6%
BFEC
647
Benjamin F. Edwards & Company
Missouri
$671K -$237K -3,623 -26%
LAM
648
Lingohr Asset Management
Germany
$667K -$144K -2,200 -18%
FIM
649
Fruth Investment Management
Texas
$667K -$16.3K -250 -2%
DCLA
650
Douglas C. Lane & Associates
New York
$667K -$12.7K -194 -2%
24 25
26
27 28