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Caterpillar

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed

101% more first-time investments, than exits

New positions opened: 135 | Existing positions closed: 67

5% more funds holding

Funds holding: 1,1441,198 (+54)

1.74% more ownership

Funds ownership: 65.22%66.96% (+1.7%)

6% less repeat investments, than reductions

Existing positions increased: 425 | Existing positions reduced: 450

9% less capital invested

Capital invested by funds: $40.4B → $36.9B (-$3.49B)

26% less call options, than puts

Call options by funds: $1.35B | Put options by funds: $1.82B

35% less funds holding in top 10

Funds holding in top 10: 2013 (-7)

Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.96%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M
Name Holding Trade Value Shares
Change
Change in
Stake
PTC
601
Private Trust Company
Ohio
$1.55M +$131K +1,345 +9%
SSG
602
Summit Securities Group
New York
$1.55M -$438K -4,500 -21%
TWI
603
Thomas White International
Illinois
$1.54M -$5.94K -61 -0.4%
PWP
604
Private Wealth Partners
California
$1.54M +$25.9K +266 +2%
UR
605
USCA RIA
Texas
$1.52M +$151K +1,556 +10%
AFA
606
Abacus FCF Advisors
Florida
$1.52M +$1.61M +16,584 New
RJT
607
Raymond James Trust
Florida
$1.51M +$292 +3 +0%
QI
608
QS Investors
New York
$1.5M -$64.4K -662 -4%
TCOTO
609
Trust Company of the Ozarks
Missouri
$1.49M +$97.2K +999 +7%
ATC
610
Adirondack Trust Company
New York
$1.49M +$15.6K +160 +1%
AL
611
Agran Libbie
California
$1.49M -$22.4K -230 -1%
TSWM
612
Triangle Securities Wealth Management
North Carolina
$1.49M +$93K +955 +6%
RC
613
Roundview Capital
New Jersey
$1.48M +$584K +5,995 +59%
PRCM
614
Pine River Capital Management
Minnesota
$1.47M -$68.1K -700 -4%
FMA
615
FNY Managed Accounts
New York
$1.46M +$1.56M +16,000 New
FMB
616
Field & Main Bank
Kentucky
$1.46M +$17K +175 +1%
PH
617
Pinnacle Holdings
Oklahoma
$1.45M -$50.8K -522 -3%
Tudor Investment Corp
618
Tudor Investment Corp
Connecticut
$1.44M +$950K +9,758 +163%
WSFS
619
Wilmington Savings Fund Society
Delaware
$1.44M -$2.34K -24 -0.2%
K
620
Kemper
Illinois
$1.43M -$1.49M -15,350 -50%
CIC
621
Carnegie Investment Counsel
Ohio
$1.42M -$145K -1,486 -9%
1SB
622
1ST Source Bank
Indiana
$1.41M
ECM
623
ETrade Capital Management
Virginia
$1.41M +$35.9K +369 +2%
FIM
624
Fernwood Investment Management
Massachusetts
$1.41M
SIMM
625
Stillwater Investment Management (Minnesota)
Minnesota
$1.41M -$5.35K -55 -0.4%

CAT Hedge Fund Activity: Q4 2014 in Review

1,198 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q4 2014, worth a combined $36.9B — down 8.6% from $40.4B a quarter earlier.

Buyers outnumbered sellers: 135 funds opened new CAT positions and 67 closed out — a net gain of 68 holders — while 425 added to existing stakes and 450 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $361M. The largest seller was Capital Research Global Investors, cutting an estimated $485M.

  • 1,198 institutional investors held Caterpillar (CAT) as of Q4 2014, up from 1,144 in Q3 2014.
  • Funds reported $36.9B of Caterpillar stock for Q4 2014, down 8.6% quarter-over-quarter.
  • 135 funds opened new Caterpillar positions in Q4 2014 and 67 closed out, a net change of +68 holders.
  • The largest Caterpillar buyer in Q4 2014 was Wellington Management Group, an estimated $361M added.
  • The largest Caterpillar seller in Q4 2014 was Capital Research Global Investors, an estimated $485M sold.

Based on aggregated 13F filings for Q4 2014.