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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
PTC
601
Private Trust Company
Ohio
$1.55M +$123K +1,345 +9%
SSG
602
Summit Securities Group
New York
$1.55M -$412K -4,500 -21%
TWI
603
Thomas White International
Illinois
$1.54M -$5.58K -61 -0.4%
PWP
604
Private Wealth Partners
California
$1.54M +$24.3K +266 +2%
UR
605
USCA RIA
Texas
$1.52M +$142K +1,556 +10%
AFA
606
Abacus FCF Advisors
Florida
$1.52M +$1.52M +16,584 New
RJT
607
Raymond James Trust
Florida
$1.51M +$275 +3 +0%
QI
608
QS Investors
New York
$1.5M -$60.6K -662 -4%
TCOTO
609
Trust Company of the Ozarks
Missouri
$1.49M +$91.5K +999 +7%
ATC
610
Adirondack Trust Company
New York
$1.49M +$14.6K +160 +1%
AL
611
Agran Libbie
California
$1.49M -$21K -230 -1%
TSWM
612
Triangle Securities Wealth Management
North Carolina
$1.49M +$87.4K +955 +6%
RC
613
Roundview Capital
New Jersey
$1.48M +$549K +5,995 +59%
PRCM
614
Pine River Capital Management
Minnesota
$1.47M -$64.1K -700 -4%
FMA
615
FNY Managed Accounts
New York
$1.46M +$1.46M +16,000 New
FMB
616
Field & Main Bank
Kentucky
$1.46M +$16K +175 +1%
PH
617
Pinnacle Holdings
Oklahoma
$1.45M -$47.8K -522 -3%
Tudor Investment Corp
618
Tudor Investment Corp
Connecticut
$1.44M +$893K +9,758 +163%
WSFS
619
Wilmington Savings Fund Society
Delaware
$1.44M -$2.2K -24 -0.2%
K
620
Kemper
Illinois
$1.43M -$1.4M -15,350 -50%
CIC
621
Carnegie Investment Counsel
Ohio
$1.42M -$132K -1,486 -9%
1SB
622
1ST Source Bank
Indiana
$1.41M – – –
ECM
623
ETrade Capital Management
Virginia
$1.41M +$33.8K +369 +2%
FIM
624
Fernwood Investment Management
Massachusetts
$1.41M – – –
SIMM
625
Stillwater Investment Management (Minnesota)
Minnesota
$1.41M -$5.04K -55 -0.4%
23 24
25
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