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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
CB
551
Community Bank
New York
$1.22M – – –
SCM
552
Schnieders Capital Management
California
$1.21M -$4.26K -48 -0.4%
FMII
553
Farmers & Merchants Investments Inc
Nebraska
$1.21M +$339K +3,815 +39%
SCA
554
STALEY CAPITAL ADVISERS
Pennsylvania
$1.2M – – –
HK
555
Horizon Kinetics
New York
$1.19M -$35.5K -400 -3%
CA
556
Cetera Advisors
Colorado
$1.19M -$1.21M -13,626 -51%
ATC
557
Adirondack Trust Company
New York
$1.19M -$84.3K -950 -7%
W
558
Wealthfront
California
$1.19M +$196K +2,207 +20%
PI
559
Putnam Investments
Massachusetts
$1.18M +$86.7K +976 +8%
HFM
560
Hartford Financial Management
Connecticut
$1.16M -$84.9K -956 -7%
FTIOP
561
Fiduciary Trust International of Pennsylvania
Pennsylvania
$1.16M +$50.2K +566 +5%
BSPF
562
British Steel Pension Fund
United Kingdom
$1.15M +$1.15M +13,000 New
GA
563
GFS Advisors
Texas
$1.14M -$5.89M -66,410 -84%
FCH
564
Freestone Capital Holdings
Washington
$1.14M – – –
MMPW
565
Mitchell McLeod Pugh & Williams
Alabama
$1.14M – – –
CT
566
Coastline Trust
Rhode Island
$1.14M +$28.4K +320 +3%
LS
567
Livforsakringsbolaget Skandia
Sweden
$1.12M -$1.34M -27,404 -54%
ACP
568
Ashfield Capital Partners
California
$1.12M – – –
JIC
569
Johnson Investment Counsel
Ohio
$1.12M +$18.7K +211 +2%
NBC
570
Neuberger Berman Canada
Ontario, Canada
$1.12M +$59.7K +672 +6%
RCA
571
Rowland Carmichael Advisors
Arizona
$1.12M +$17.5K +197 +2%
BVDMP
572
Bedrijfstakpensioenfonds Voor De Media PNO
Netherlands
$1.11M – – –
BOC
573
Barbara Oil Co
Illinois
$1.11M – – –
EOJOAM
574
E. Ohman J:or Asset Management
Sweden
$1.11M +$133K +1,500 +14%
BAM
575
Brave Asset Management
New Jersey
$1.1M -$517K -5,822 -32%
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