Neuberger Berman Canada’s Caterpillar CAT Stock Holding History

Neuberger Berman Canada’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-12,572	Closed	-$1.12M	–	266
2016 Q3	$1.12M	Buy	12,572 +672	+6%	+$55K	0.34%	67
2016 Q2	$902K	Buy	11,900 +4,241	+55%	+$318K	0.29%	95
2016 Q1	$586K	Buy	+7,659	New	+$514K	0.22%	134
2015 Q2	–	Sell	-18,818	Closed	-$1.51M	–	178
2015 Q1	$1.51M	Sell	18,818 -4,697	-20%	-$390K	0.4%	85
2014 Q4	$2.15M	Sell	23,515 -1,825	-7%	-$178K	0.5%	80
2014 Q3	$2.51M	Buy	25,340 +8,740	+53%	+$927K	0.55%	94
2014 Q2	$1.8M	Sell	16,600 -600	-3%	-$63K	0.78%	28
2014 Q1	$1.71M	Sell	17,200 -14,500	-46%	-$1.37M	0.74%	16
2013 Q4	$2.88M	Buy	31,700 +9,150	+41%	+$781K	0.95%	17
2013 Q3	$1.88M	Buy	+22,550	New	+$1.91M	0.86%	32

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Capital Research Global Investors

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Gates Foundation Trust

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return