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Caterpillar
CAT

Overview Fund Activity

1,083 hedge funds and large institutions have $30.6B invested in Caterpillar in 2016 Q1 according to their latest regulatory filings, with 102 funds opening new positions, 414 increasing their positions, 410 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,083
Holders Change
+18
Holders Change %
+1.69%
% of All Funds
28.9%
Holding in Top 10
17
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+142.86%
% of All Funds
0.45%
New
102
Increased
414
Reduced
410
Closed
69
Calls
$1.02B
Puts
$1.65B
Net Calls
-$621M
Net Calls Change
+$433M

Top Buyers

1
BFA
BlackRock Fund Advisors
California
+$255M
2
Invesco
Invesco
Georgia
+$114M
3
Norges Bank
Norges Bank
Norway
+$93.9M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$85.9M
5
Los Angeles Capital Management
Los Angeles Capital Management
California
+$43.2M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$509M
2
ACM
Americafirst Capital Management
California
-$420M
3
LSV Asset Management
LSV Asset Management
Illinois
-$172M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$170M
5
Harris Associates
Harris Associates
Illinois
-$150M
Name Holding Trade Value Shares
Change 		Shares
Change %
MA
551
Marshwinds Advisory
Georgia
$1.16M +$153 +2 +0%
PH
552
Pinnacle Holdings
Oklahoma
$1.15M -$4.06K -53 -0.4%
CPO
553
Cerity Partners OCIO
New York
$1.14M +$162K +2,118 +17%
ATC
554
Adirondack Trust Company
New York
$1.14M -$15.3K -200 -1%
DMC
555
Drexel Morgan & Co
Pennsylvania
$1.14M +$15.3K +200 +1%
WSFS
556
Wilmington Savings Fund Society
Delaware
$1.14M +$42.6K +557 +4%
IA
557
IFP Advisors
Florida
$1.14M -$3.62M -26,548 -76%
SCM
558
Schnieders Capital Management
California
$1.14M -$7.65K -100 -0.7%
SSP
559
Sapphire Star Partners
Washington
$1.13M – – –
FFWA
560
FRG Family Wealth Advisors
Washington
$1.12M -$107K -1,400 -9%
ST
561
Spinnaker Trust
Maine
$1.12M +$184K +2,400 +20%
AT
562
Arden Trust
Delaware
$1.12M +$88.8K +1,161 +9%
HK
563
Horizon Kinetics
New York
$1.1M -$23K -300 -2%
11A
564
10-15 Associates
New York
$1.1M -$63.6K -831 -5%
CC
565
ClearArc Capital
Ohio
$1.09M -$3.14K -41 -0.3%
SHA
566
Smith Hayes Advisers
Nebraska
$1.08M -$60.4K -789 -5%
HFM
567
Hartford Financial Management
Connecticut
$1.07M +$3.14K +41 +0.3%
Nomura Holdings
568
Nomura Holdings
Japan
$1.07M +$1.07M +14,298 New
JIC
569
Johnson Investment Counsel
Ohio
$1.07M +$110K +1,443 +12%
RJT
570
Raymond James Trust
Florida
$1.06M -$49.2K -643 -4%
CB
571
Community Bank
New York
$1.05M +$29.1K +380 +3%
Citadel Advisors
572
Citadel Advisors
Florida
$1.04M -$4.71M -61,617 -82%
SCA
573
STALEY CAPITAL ADVISERS
Pennsylvania
$1.03M – – –
FTC
574
Farmers Trust Company
Ohio
$1.03M -$7.73K -101 -0.7%
WBG
575
Wharton Business Group
Pennsylvania
$1.02M -$15.5M -202,462 -94%
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