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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
ZB
526
Zions Bancorporation
Utah
$1.18M +$10.8K +141 +0.9%
YIA
527
YHB Investment Advisors
Connecticut
$1.18M -$213K -2,780 -13%
DCM
528
Dynamic Capital Management
Jersey
$1.18M +$1.38M +18,066 New
ISL
529
Ingalls & Snyder LLC
New York
$1.18M -$5.2K -68 -0.4%
MERSOM
530
Municipal Employees' Retirement System of Michigan
Michigan
$1.18M
SFP
531
Santa Fe Partners
New Mexico
$1.16M +$604K +7,893 +80%
CIM
532
CenturyLink Investment Management
Colorado
$1.15M -$37.4K -489 -3%
PWM
533
Perigon Wealth Management
California
$1.15M -$202K -2,635 -13%
HPIA
534
Hamilton Point Investment Advisors
North Carolina
$1.15M +$1.34M +17,570 New
WG
535
Winton Group
United Kingdom
$1.13M -$38.4M -502,030 -97%
HT
536
HighTower Trust
Texas
$1.13M +$262K +3,425 +25%
NA
537
Navellier & Associates
Nevada
$1.12M -$45.9K -600 -3%
BRWA
538
B. Riley Wealth Advisors
Florida
$1.12M +$283K +3,696 +28%
PIM
539
Penobscot Investment Management
Massachusetts
$1.11M -$176K -2,298 -12%
PWP
540
Private Wealth Partners
California
$1.11M +$13K +170 +1%
NIC
541
Northwest Investment Counselors
Oregon
$1.1M +$6.35K +83 +0.5%
FNBT
542
FineMark National Bank & Trust
Florida
$1.1M +$34.8K +455 +3%
SHA
543
Smith Hayes Advisers
Nebraska
$1.1M +$46.4K +607 +4%
LH
544
Lebenthal Holdings
New York
$1.1M -$1M -13,129 -44%
OWD
545
Osborn Williams & Donohoe
Ohio
$1.09M +$30.6K +400 +2%
BVDMP
546
Bedrijfstakpensioenfonds Voor De Media PNO
Netherlands
$1.08M
HPC
547
HM Payson & Co
Maine
$1.08M
LC
548
Lakeshore Capital
Alabama
$1.08M -$184K -2,400 -13%
ATC
549
Adirondack Trust Company
New York
$1.08M +$4.21K +55 +0.3%
BG
550
Bahl & Gaynor
Ohio
$1.06M -$50.6K -662 -4%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.