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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
$628M
2
Harris Associates
Harris Associates
Illinois
$1.06B
3
Invesco
Invesco
Georgia
$413M
4
Wellington Management Group
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
Bank of New York Mellon
New York
$576M
4
American Century Companies
American Century Companies
Missouri
$172M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
$46.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
ZB
526
Zions Bancorporation
Utah
$1.18M +$10.2K +141 +0.9%
YIA
527
YHB Investment Advisors
Connecticut
$1.18M -$182K -2,780 -13%
DCM
528
Dynamic Capital Management
Jersey
$1.18M +$1.18M +18,066 New
ISL
529
Ingalls & Snyder LLC
New York
$1.18M -$4.44K -68 -0.4%
MERSOM
530
Municipal Employees' Retirement System of Michigan
Michigan
$1.18M – – –
SFP
531
Santa Fe Partners
New Mexico
$1.16M +$516K +7,893 +80%
CIM
532
CenturyLink Investment Management
Colorado
$1.15M -$32K -489 -3%
PWM
533
Perigon Wealth Management
California
$1.15M -$172K -2,635 -13%
HPIA
534
Hamilton Point Investment Advisors
North Carolina
$1.15M +$1.15M +17,570 New
WG
535
Winton Group
United Kingdom
$1.13M -$32.8M -502,030 -97%
HT
536
HighTower Trust
Texas
$1.13M +$224K +3,425 +25%
NA
537
Navellier & Associates
Nevada
$1.12M -$39.2K -600 -3%
BRWA
538
B. Riley Wealth Advisors
Florida
$1.12M +$242K +3,696 +28%
PIM
539
Penobscot Investment Management
Massachusetts
$1.11M -$150K -2,298 -12%
PWP
540
Private Wealth Partners
California
$1.11M +$11.1K +170 +1%
NIC
541
Northwest Investment Counselors
Oregon
$1.1M +$5.42K +83 +0.5%
FNBT
542
FineMark National Bank & Trust
Florida
$1.1M +$29.7K +455 +3%
SHA
543
Smith Hayes Advisers
Nebraska
$1.1M +$39.7K +607 +4%
LH
544
Lebenthal Holdings
New York
$1.1M -$858K -13,129 -44%
OWD
545
Osborn Williams & Donohoe
Ohio
$1.09M +$26K +400 +2%
BVDMP
546
Bedrijfstakpensioenfonds Voor De Media PNO
Netherlands
$1.09M – – –
HPC
547
HM Payson & Co
Maine
$1.08M – – –
LC
548
Lakeshore Capital
Alabama
$1.08M -$157K -2,400 -13%
ATC
549
Adirondack Trust Company
New York
$1.08M +$3.59K +55 +0.3%
BG
550
Bahl & Gaynor
Ohio
$1.06M -$43.3K -662 -4%
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