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Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$467M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$404M
3
Norges Bank
Norges Bank
Norway
+$290M
4
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$264M
5
Fidelity Investments
Fidelity Investments
Massachusetts
+$202M

Top Sellers

1
State Street
State Street
Massachusetts
-$364M
2
Goldman Sachs
Goldman Sachs
New York
-$248M
3
MNA
Manning & Napier Advisors
New York
-$158M
4
ClearBridge Investments
ClearBridge Investments
New York
-$153M
5
IGIM
I.G. Investment Management
Manitoba, Canada
-$106M
Name Holding Trade Value Shares
Change 		Shares
Change %
RG
501
Rathbones Group
United Kingdom
$2.73M +$934K +8,591 +52%
HAI
502
Hennessy Advisors Inc
California
$2.72M +$206K +1,900 +8%
TCT
503
TIAA CREF Trust
Missouri
$2.7M -$17.5K -161 -0.6%
TCM
504
Telos Capital Management
California
$2.7M +$124K +1,138 +5%
DL
505
Delta Lloyd
Netherlands
$2.69M +$165K +1,522 +7%
OWD
506
Osborn Williams & Donohoe
Ohio
$2.68M -$200K -1,821 -7%
ICOM
507
Investment Counselors of Maryland
Maryland
$2.66M – – –
CC
508
ClearArc Capital
Ohio
$2.65M -$2.28K -21 -0.1%
SC
509
Saiers Capital
New York
$2.61M -$989K -9,100 -27%
Toronto Dominion Bank
510
Toronto Dominion Bank
Ontario, Canada
$2.6M +$130K +1,194 +5%
BC
511
Burney Company
Virginia
$2.6M +$12.4K +114 +0.5%
PIM
512
Penobscot Investment Management
Massachusetts
$2.6M -$46.8K -431 -2%
RMAM
513
Raab & Moskowitz Asset Management
New Jersey
$2.59M +$1.26M +11,580 +94%
PWAP
514
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$2.58M -$12.9K -119 -0.5%
Northwestern Mutual Wealth Management
515
Northwestern Mutual Wealth Management
Wisconsin
$2.58M -$268K -2,471 -9%
SC
516
Saybrook Capital
North Carolina
$2.57M -$725K -6,675 -22%
PA
517
Profund Advisors
Maryland
$2.55M -$87.5K -805 -3%
CANC
518
Culbertson A N & Co
Virginia
$2.55M +$137K +1,260 +6%
TU
519
TDAM USA
Ontario, Canada
$2.49M -$108K -991 -4%
CI
520
Conning Inc
Connecticut
$2.47M -$125K -1,150 -5%
CAN
521
Cetera Advisor Networks
California
$2.45M -$271K -2,489 -10%
CIBC Private Wealth Group
522
CIBC Private Wealth Group
Georgia
$2.45M -$74.6K -686 -3%
BAM
523
Barrett Asset Management
New York
$2.44M +$45.5K +419 +2%
CNB
524
City National Bank
California
$2.43M +$340K +3,127 +16%
VFS
525
VSR Financial Services
Kansas
$2.39M +$1.82M +16,713 +316%
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