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Caterpillar

2,321 hedge funds and large institutions have $88B invested in Caterpillar in 2023 Q2 according to their latest regulatory filings, with 175 funds opening new positions, 932 increasing their positions, 858 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 175 | Existing positions closed: 112

6% more capital invested

Capital invested by funds: $82.8B → $88B (+$5.16B)

2% more funds holding in top 10

Funds holding in top 10: 4344 (+1)

2% more funds holding

Funds holding: 2,2782,321 (+43)

9% more repeat investments, than reductions

Existing positions increased: 932 | Existing positions reduced: 858

5.96% less ownership

Funds ownership: 75.58%69.62% (-6%)

15% less call options, than puts

Call options by funds: $2.38B | Put options by funds: $2.8B

Holders
2,321
Holders Change
+43
Holders Change %
+1.89%
% of All Funds
36.44%
Holding in Top 10
44
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.33%
% of All Funds
0.69%
New
175
Increased
932
Reduced
858
Closed
112
Calls
$2.38B
Puts
$2.8B
Net Calls
-$422M
Net Calls Change
+$48.4M
Name Holding Trade Value Shares
Change
Change in
Stake
CAM
426
ClariVest Asset Management
California
$7.75M -$1.29M -5,800 -16%
FAT
427
First American Trust
California
$7.68M -$93.6K -420 -1%
SBH
428
Segall Bryant & Hamill
Illinois
$7.55M -$27.6K -124 -0.4%
Dodge & Cox
429
Dodge & Cox
California
$7.38M
SG Americas Securities
430
SG Americas Securities
New York
$7.36M +$5.4M +24,207 +425%
KCM
431
Kanawha Capital Management
Virginia
$7.3M -$14K -63 -0.2%
ONB
432
Old National Bancorp
Indiana
$7.29M -$13M -58,433 -66%
BF
433
BOK Financial
Oklahoma
$7.25M -$48.6K -218 -0.7%
ANBT
434
American National Bank & Trust
Texas
$7.24M +$146K +653 +2%
KA
435
Kerrisdale Advisers
Florida
$7.23M -$401K -1,800 -6%
CC
436
Cannell & Co
New York
$7.21M
CBT
437
Central Bank & Trust
Kentucky
$7.18M +$184K +824 +3%
AAM
438
Advisors Asset Management
Colorado
$7.18M -$1.51M -6,767 -19%
OHIS
439
Oak Harvest Investment Services
Texas
$7.15M +$624K +2,800 +11%
AAS
440
Avantax Advisory Services
Texas
$7.14M +$88.3K +396 +1%
VI
441
Vestcor Inc
New Brunswick, Canada
$7.04M -$129K -577 -2%
GAB
442
German American Bancorp
Indiana
$6.97M +$18.1K +81 +0.3%
KPWS
443
Kestra Private Wealth Services
Texas
$6.91M +$608K +2,729 +11%
FWCM
444
Ferguson Wellman Capital Management
Oregon
$6.88M -$179K -801 -3%
SPC
445
Sigma Planning Corp
Michigan
$6.88M -$704K -3,159 -10%
IWM
446
Integris Wealth Management
California
$6.84M
EGA
447
Eagle Global Advisors
Texas
$6.75M -$403K -1,809 -6%
TW
448
Transform Wealth
Colorado
$6.71M -$177K -796 -3%
NAMA
449
Nikko Asset Management Americas
New York
$6.65M -$569K -2,554 -9%
FPGT
450
Financial Partners Group (Tennessee)
Tennessee
$6.65M +$178K +800 +3%

CAT Hedge Fund Activity: Q2 2023 in Review

2,321 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2023, worth a combined $88B — up 6.2% from $82.8B a quarter earlier.

Buyers outnumbered sellers: 175 funds opened new CAT positions and 112 closed out — a net gain of 63 holders — while 932 added to existing stakes and 858 trimmed.

The largest buyer was Altshuler Shaham, adding an estimated $252M. The largest seller was OFI Invest Asset Management, cutting an estimated $6.28B.

  • 2,321 institutional investors held Caterpillar (CAT) as of Q2 2023, up from 2,278 in Q1 2023.
  • Funds reported $88B of Caterpillar stock for Q2 2023, up 6.2% quarter-over-quarter.
  • 175 funds opened new Caterpillar positions in Q2 2023 and 112 closed out, a net change of +63 holders.
  • The largest Caterpillar buyer in Q2 2023 was Altshuler Shaham, an estimated $252M added.
  • The largest Caterpillar seller in Q2 2023 was OFI Invest Asset Management, an estimated $6.28B sold.

Based on aggregated 13F filings for Q2 2023.