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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
401
Advent Capital Management
New York
$5.7M -$2.12M -15,000 -29%
CAN
402
Cetera Advisor Networks
California
$5.68M +$1.34M +9,483 +34%
MA
403
MUFG Americas
New York
$5.64M -$121K -858 -2%
TAF
404
Tredje AP-fonden
Sweden
$5.59M -$795K -5,621 -13%
PCM
405
Parsons Capital Management
Rhode Island
$5.57M -$60.3K -426 -1%
OC
406
Oppenheimer & Co
New York
$5.56M -$3.25M -22,967 -39%
FNFDCM
407
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$5.5M +$132K +935 +3%
BDS
408
Banco de Sabadell
Florida
$5.47M +$118K +837 +2%
SCM
409
Sitrin Capital Management
California
$5.43M +$110K +780 +2%
SFM
410
Systematic Financial Management
New Jersey
$5.42M -$113K -798 -2%
CAM
411
Columbia Asset Management
Michigan
$5.39M +$449K +3,176 +10%
LSERS
412
Louisiana State Employees Retirement System
Louisiana
$5.31M -$56.6K -400 -1%
IIM
413
Ipswich Investment Management
Massachusetts
$5.28M +$54.6K +386 +1%
WC
414
Wexford Capital
Florida
$5.25M +$4.87M +34,414 New
AMIM
415
Aull & Monroe Investment Management
Alabama
$5.23M +$14.1K +100 +0.3%
WAM
416
Wolverine Asset Management
Illinois
$5.19M +$1.29M +9,154 +37%
WTC
417
WhitTier Trust Company
Nevada
$5.18M -$61.8K -437 -1%
TRCT
418
Tower Research Capital (TRC)
New York
$5.06M +$27.9K +197 +0.6%
SBH
419
Segall Bryant & Hamill
Illinois
$5.04M -$251K -1,772 -5%
CHAM
420
Clear Harbor Asset Management
Connecticut
$4.99M +$407K +2,876 +7%
WB
421
WesBanco Bank
West Virginia
$4.98M +$3.38M +23,899 +273%
SWP
422
Stratos Wealth Partners
Ohio
$4.96M -$667K -4,713 -13%
MWNA
423
Marshall Wace North America
New York
$4.96M +$4.6M +32,499 New
Pacer Advisors
424
Pacer Advisors
Pennsylvania
$4.87M +$619K +4,376 +16%
SIC
425
Salem Investment Counselors
North Carolina
$4.85M +$327K +2,310 +8%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.