Marshall Wace North America’s Caterpillar CAT Stock Holding History

Marshall Wace North America’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	$4.36M	Sell	22,730 -52,791	-70%	-$11M	0.02%	551
2021 Q2	$16.4M	Buy	75,521 +12,312	+19%	+$2.84M	0.07%	292
2021 Q1	$14.7M	Buy	63,209 +52,304	+480%	+$10.8M	0.06%	322
2020 Q4	$1.99M	Buy	+10,905	New	+$1.85M	0.01%	760
2020 Q3	–	Sell	-16,844	Closed	-$2.13M	–	1233
2020 Q2	$2.13M	Sell	16,844 -26,511	-61%	-$3.14M	0.01%	580
2020 Q1	$5.03M	Buy	43,355 +27,373	+171%	+$3.5M	0.04%	316
2019 Q4	$2.36M	Buy	15,982 +6,295	+65%	+$878K	0.01%	541
2019 Q3	$1.22M	Sell	9,687 -14,676	-60%	-$1.86M	0.01%	646
2019 Q2	$3.32M	Sell	24,363 -25,883	-52%	-$3.42M	0.02%	449
2019 Q1	$6.81M	Sell	50,246 -75,969	-60%	-$10.1M	0.05%	265
2018 Q4	$16M	Buy	126,215 +93,716	+288%	+$12.2M	0.16%	123
2018 Q3	$4.96M	Buy	+32,499	New	+$4.6M	0.03%	320
2018 Q1	–	Sell	-119,194	Closed	-$18.8M	–	1450
2017 Q4	$18.8M	Sell	119,194 -472,240	-80%	-$65.5M	0.1%	239
2017 Q3	$73.9M	Buy	591,434 +287,459	+95%	+$33.1M	0.47%	35
2017 Q2	$32.5M	Sell	303,975 -260,488	-46%	-$26.5M	0.24%	104
2017 Q1	$52.5M	Buy	+564,463	New	+$53.4M	0.41%	62
2013 Q4	$2.7M	Buy	29,747 +20,799	+232%	+$1.78M	0.06%	252
2013 Q3	$746K	Buy	+8,948	New	+$757K	0.02%	389

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Gates Foundation Trust

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Capital International Investors

Capital International Investors Los Angeles, California $427B AUM 29.17% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Fisher Asset Management

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return