MWNA
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Marshall Wace North America’s Caterpillar CAT Stock Holding History

Marshall Wace North America’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q3 		$4.36M Sell
22,730
-52,791
-70% -$11M 0.02% 551
2021
Q2 		$16.4M Buy
75,521
+12,312
+19% +$2.84M 0.07% 292
2021
Q1 		$14.7M Buy
63,209
+52,304
+480% +$10.8M 0.06% 322
2020
Q4 		$1.99M Buy
+10,905
New +$1.85M 0.01% 760
2020
Q3 		– Sell
-16,844
Closed -$2.13M – 1233
2020
Q2 		$2.13M Sell
16,844
-26,511
-61% -$3.14M 0.01% 580
2020
Q1 		$5.03M Buy
43,355
+27,373
+171% +$3.5M 0.04% 316
2019
Q4 		$2.36M Buy
15,982
+6,295
+65% +$878K 0.01% 541
2019
Q3 		$1.22M Sell
9,687
-14,676
-60% -$1.86M 0.01% 646
2019
Q2 		$3.32M Sell
24,363
-25,883
-52% -$3.42M 0.02% 449
2019
Q1 		$6.81M Sell
50,246
-75,969
-60% -$10.1M 0.05% 265
2018
Q4 		$16M Buy
126,215
+93,716
+288% +$12.2M 0.16% 123
2018
Q3 		$4.96M Buy
+32,499
New +$4.6M 0.03% 320
2018
Q1 		– Sell
-119,194
Closed -$18.8M – 1450
2017
Q4 		$18.8M Sell
119,194
-472,240
-80% -$65.5M 0.1% 239
2017
Q3 		$73.9M Buy
591,434
+287,459
+95% +$33.1M 0.47% 35
2017
Q2 		$32.5M Sell
303,975
-260,488
-46% -$26.5M 0.24% 104
2017
Q1 		$52.5M Buy
+564,463
New +$53.4M 0.41% 62
2013
Q4 		$2.7M Buy
29,747
+20,799
+232% +$1.78M 0.06% 252
2013
Q3 		$746K Buy
+8,948
New +$757K 0.02% 389

Other funds holding CAT

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
Capital International Investors
Capital International Investors Los Angeles, California $484B AUM 34.9% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Marshall Wace North America's CAT Position: Q3 2021 in Review

Marshall Wace North America reduced its Caterpillar (CAT) stake by 70% in Q3 2021, selling an estimated $11M and leaving 22,730 shares worth $4.36M. The position accounts for 0.02% of the portfolio, ranked #551.

Marshall Wace North America first reported a position in CAT in Q3 2013 and has held it in 18 quarters since. The position peaked at $73.9M in Q3 2017. 1,938 funds tracked by Wall St. Rank hold CAT as of Q3 2021.

  • Marshall Wace North America held 22,730 shares of Caterpillar worth $4.36M as of Q3 2021.
  • Marshall Wace North America sold 52,791 Caterpillar shares in Q3 2021, an estimated $11M.
  • Caterpillar made up 0.02% of Marshall Wace North America's portfolio in Q3 2021, its #551 holding.
  • Marshall Wace North America first reported a position in Caterpillar in Q3 2013 and has held it in 18 quarters since.
  • Marshall Wace North America's Caterpillar position peaked at $73.9M in Q3 2017.
  • 1,938 funds tracked by Wall St. Rank held Caterpillar as of Q3 2021.

Based on Marshall Wace North America's 13F filing for Q3 2021, filed 15 Nov 2021.