Advent Capital Management’s Caterpillar CAT Stock Holding History

Advent Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-10,500	Closed	-$2.29M	–	271
2021 Q2	$2.29M	Sell	10,500 -4,500	-30%	-$1.04M	0.04%	178
2021 Q1	$3.48M	Hold	15,000	–	–	0.07%	138
2020 Q4	$2.73M	Sell	15,000 -10,000	-40%	-$1.7M	0.06%	148
2020 Q3	$3.73M	Buy	+25,000	New	+$3.51M	0.08%	130
2019 Q1	–	Sell	-2,870	Closed	-$365K	–	217
2018 Q4	$365K	Sell	2,870 -34,530	-92%	-$4.49M	0.01%	173
2018 Q3	$5.7M	Sell	37,400 -15,000	-29%	-$2.12M	0.12%	133
2018 Q2	$7.11M	Sell	52,400 -8,000	-13%	-$1.2M	0.15%	141
2018 Q1	$8.9M	Buy	+60,400	New	+$9.54M	0.17%	138

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advent Capital Management's CAT Position: Q3 2021 in Review

Advent Capital Management sold out of Caterpillar (CAT) in Q3 2021, closing a stake of 10,500 shares — an estimated $2.29M sold.

Advent Capital Management first reported a position in CAT in Q1 2018 and held it in 8 quarters. The position peaked at $8.9M in Q1 2018. 1,938 funds tracked by Wall St. Rank hold CAT as of Q3 2021.

Advent Capital Management reported no remaining Caterpillar position as of Q3 2021 after selling out during the quarter.
Advent Capital Management sold 10,500 Caterpillar shares in Q3 2021, an estimated $2.29M.
Advent Capital Management first reported a position in Caterpillar in Q1 2018 and held it in 8 quarters.
Advent Capital Management's Caterpillar position peaked at $8.9M in Q1 2018.
1,938 funds tracked by Wall St. Rank held Caterpillar as of Q3 2021.

Based on Advent Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.