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Advent Capital Management’s Caterpillar CAT Stock Holding History

Advent Capital Management’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q3 		– Sell
-17,500
Closed -$4.31M – 208
2023
Q2 		$4.31M Buy
+17,500
New +$3.9M 0.08% 146
2016
Q1 		– Sell
-250
Closed -$7K – 447
2015
Q4 		$7K Buy
+250
New +$17.5K ﹤0.01% 434

Other funds holding CAT

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advent Capital Management's CAT Position: Q3 2021 in Review

Advent Capital Management sold out of Caterpillar (CAT) in Q3 2021, closing a stake of 10,500 shares — an estimated $2.29M sold.

Advent Capital Management first reported a position in CAT in Q1 2018 and held it in 8 quarters. The position peaked at $8.9M in Q1 2018. 1,938 funds tracked by Wall St. Rank hold CAT as of Q3 2021.

  • Advent Capital Management reported no remaining Caterpillar position as of Q3 2021 after selling out during the quarter.
  • Advent Capital Management sold 10,500 Caterpillar shares in Q3 2021, an estimated $2.29M.
  • Advent Capital Management first reported a position in Caterpillar in Q1 2018 and held it in 8 quarters.
  • Advent Capital Management's Caterpillar position peaked at $8.9M in Q1 2018.
  • 1,938 funds tracked by Wall St. Rank held Caterpillar as of Q3 2021.

Based on Advent Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.