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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
SAM
376
Shell Asset Management
Netherlands
$4.01M -$4.9M -41,371 -57%
SBIA
377
Sheaff Brock Investment Advisors
Indiana
$4M +$2.46M +20,766 +191%
WLPWM
378
Walled Lake Planning & Wealth Management
Illinois
$3.99M -$81.6K -688 -2%
FWCM
379
Ferguson Wellman Capital Management
Oregon
$3.98M -$48.6K -410 -1%
AB
380
Amalgamated Bank
New York
$3.97M -$5.76M -48,621 -61%
SIP
381
Stoneridge Investment Partners
Pennsylvania
$3.96M -$486K -4,100 -12%
TNA
382
True North Advisors
Texas
$3.96M +$237K +2,000 +7%
WTC
383
WhitTier Trust Company
Nevada
$3.95M -$2.61K -22 -0.1%
SIC
384
Salem Investment Counselors
North Carolina
$3.93M -$89.6K -756 -2%
SBH
385
Segall Bryant & Hamill
Illinois
$3.92M -$162K -1,364 -4%
COPPSERS
386
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$3.92M -$517K -4,359 -12%
FAAS
387
First Allied Advisory Services
California
$3.91M -$85.8K -724 -2%
TNB
388
TCF National Bank
South Dakota
$3.9M +$274K +2,313 +9%
ET
389
Equitable Trust
Tennessee
$3.88M -$520K -4,388 -13%
NA
390
NewEdge Advisors
Louisiana
$3.87M +$12.3K +104 +0.3%
Mariner
391
Mariner
Kansas
$3.85M -$391K -3,302 -10%
ETC
392
Exchange Traded Concepts
Oklahoma
$3.83M +$3.59M +30,267 +756,675%
KRS
393
Kentucky Retirement Systems
Kentucky
$3.81M -$903K -7,613 -20%
CLOS
394
Compagnie Lombard Odier SCmA
Switzerland
$3.8M +$59.3K +500 +2%
OC
395
Oppenheimer & Co
New York
$3.78M -$487K -4,106 -12%
B
396
Barings
North Carolina
$3.77M
NMIMC
397
Northwestern Mutual Investment Management Company
Wisconsin
$3.76M +$111K +939 +3%
WF
398
Welch & Forbes
Massachusetts
$3.74M -$236K -1,988 -6%
FDCDDQ
399
Federation des caisses Desjardins du Quebec
Quebec, Canada
$3.73M +$5.45K +46 +0.2%
Bank Julius Baer & Co
400
Bank Julius Baer & Co
Switzerland
$3.65M +$40.8K +344 +1%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.