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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
BF
351
BOK Financial
Oklahoma
$5.57M -$667K -4,517 -11%
CFB
352
Cullen/Frost Bankers
Texas
$5.57M +$163K +1,102 +3%
HF
353
HRT Financial
New York
$5.48M +$2.96M +20,021 +117%
CSS
354
Cubist Systematic Strategies
Connecticut
$5.47M +$2.53M +17,146 +86%
SBIA
355
Sheaff Brock Investment Advisors
Indiana
$5.45M +$39K +264 +0.7%
MA
356
MUFG Americas
New York
$5.45M -$574K -3,886 -10%
PCM
357
Parsons Capital Management
Rhode Island
$5.4M +$9.9K +67 +0.2%
FNFDCM
358
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$5.38M -$2.22K -15 -0%
CIBC Private Wealth Group
359
CIBC Private Wealth Group
Georgia
$5.3M +$13.3K +90 +0.3%
SIM
360
Sentry Investment Management
Wisconsin
$5.26M – – –
COPPSERS
361
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$5.26M -$68.2K -462 -1%
OC
362
Oppenheimer & Co
New York
$5.19M +$217K +1,468 +4%
AIA
363
Allied Investment Advisors
Montana
$5.19M +$112K +760 +2%
BC
364
Burney Company
Virginia
$5.17M +$414K +2,805 +9%
SPC
365
Sigma Planning Corp
Michigan
$5.09M -$82.3K -557 -2%
JC
366
Jacobs & Co
California
$5.04M -$131K -887 -3%
AM
367
Atwater Malick
Pennsylvania
$5.04M +$185K +1,255 +4%
AIM
368
Artemis Investment Management
United Kingdom
$5.03M -$432K -2,929 -8%
PAM
369
Panagora Asset Management
Massachusetts
$4.99M -$291K -1,968 -6%
CGH
370
Crossmark Global Holdings
Texas
$4.99M -$336K -2,277 -6%
Two Sigma Investments
371
Two Sigma Investments
New York
$4.94M -$59.8M -404,873 -92%
FWCM
372
Ferguson Wellman Capital Management
Oregon
$4.89M -$39.7K -269 -0.8%
IIM
373
Ipswich Investment Management
Massachusetts
$4.88M -$34K -230 -0.7%
WLPWM
374
Walled Lake Planning & Wealth Management
Illinois
$4.87M +$4.87M +32,981 New
B
375
Barings
North Carolina
$4.87M +$3.79M +25,675 +353%
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