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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
WP
351
WMS Partners
Maryland
$7.66M -$10.3K -69 -0.1%
UB
352
UMB Bank
Missouri
$7.51M -$395K -2,645 -5%
SG Americas Securities
353
SG Americas Securities
New York
$7.51M -$24.8M -166,219 -75%
FT
354
Fiduciary Trust
Massachusetts
$7.5M -$178K -1,189 -2%
AAA
355
Adams Asset Advisors
Texas
$7.5M
Holocene Advisors
356
Holocene Advisors
New York
$7.49M -$56.3M -376,927 -87%
ARTA
357
A.R.T. Advisors
New York
$7.49M +$8.25M +55,200 New
NMERB
358
New Mexico Educational Retirement Board
New Mexico
$7.48M -$239K -1,600 -3%
GIM
359
Grassi Investment Management
California
$7.47M +$29.9K +200 +0.4%
RIM
360
Redpoint Investment Management
Australia
$7.37M +$1.69M +11,332 +26%
CTA
361
Carillon Tower Advisers
Florida
$7.2M +$7.93M +53,100 New
ACM
362
Advent Capital Management
New York
$7.11M -$1.2M -8,000 -13%
Natixis Advisors
363
Natixis Advisors
Massachusetts
$7.1M -$625K -4,186 -7%
PWM
364
Patriot Wealth Management
Texas
$6.99M +$3.53M +23,647 +85%
GSBTD
365
Glenview State Bank Trust Department
Illinois
$6.96M -$37.4K -250 -0.5%
DP
366
Dearborn Partners
Illinois
$6.96M -$276K -1,850 -3%
CIBC Private Wealth Group
367
CIBC Private Wealth Group
Georgia
$6.95M +$1.41M +9,462 +23%
EGA
368
Eagle Global Advisors
Texas
$6.95M +$7.65M +51,190 New
GMI
369
Greystone Managed Investments
Saskatchewan, Canada
$6.93M +$144K +964 +2%
B
370
Barings
North Carolina
$6.91M -$27.5K -184 -0.4%
OAM
371
Oxford Asset Management
United Kingdom
$6.85M +$2.89M +19,357 +63%
DY
372
Dowling & Yahnke
California
$6.79M -$41.8K -280 -0.6%
Twin Tree Management
373
Twin Tree Management
Texas
$6.75M +$7.42M +49,646 +55,162%
PFS
374
Prospera Financial Services
Texas
$6.7M -$437K -2,924 -6%
Truist Financial
375
Truist Financial
North Carolina
$6.69M +$4.14M +27,739 +129%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.