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Caterpillar
CAT

Overview Fund Activity

2,559 hedge funds and large institutions have $107B invested in Caterpillar in 2023 Q4 according to their latest regulatory filings, with 311 funds opening new positions, 920 increasing their positions, 950 reducing their positions, and 107 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,559
Holders Change
+170
Holders Change %
+7.12%
% of All Funds
37.52%
Holding in Top 10
73
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.35%
% of All Funds
1.07%
New
311
Increased
920
Reduced
950
Closed
107
Calls
$3.22B
Puts
$3.57B
Net Calls
-$353M
Net Calls Change
+$355M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$2.24B
2
CWP
Capital Wealth Planning
Florida
+$348M
3
Bank Julius Baer & Co
Bank Julius Baer & Co
Switzerland
+$175M
4
Charles Schwab
Charles Schwab
California
+$154M
5
UBS Group
UBS Group
Switzerland
+$138M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$379M
2
Winslow Capital Management
Winslow Capital Management
Minnesota
-$330M
3
DZ Bank
DZ Bank
Germany
-$319M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$194M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$156M
Name Holding Trade Value Shares
Change 		Shares
Change %
AFP
276
Ausdal Financial Partners
Iowa
$20.7M +$346K +1,170 +2%
BS
277
Banco Santander
Spain
$20.6M -$131K -443 -0.6%
GIM
278
Grassi Investment Management
California
$20.4M -$44.4K -150 -0.2%
Pathstone Holdings
279
Pathstone Holdings
New Jersey
$20.2M +$20.2M +68,373 New
ACM
280
Advisors Capital Management
New Jersey
$20.1M +$479K +1,619 +2%
WCMN
281
Westchester Capital Management (Nebraska)
Nebraska
$20.1M -$19.2K -65 -0.1%
OC
282
Oppenheimer & Co
New York
$19.9M -$239K -807 -1%
CIA
283
CCM Investment Advisers
South Carolina
$19.8M +$62.1K +210 +0.3%
HPG
284
Harvest Portfolios Group
Ontario, Canada
$19.7M +$1.03M +3,498 +6%
UB
285
UMB Bank
Missouri
$19.7M -$1.36M -4,588 -6%
AIM
286
ARK Investment Management
Florida
$19.5M -$959K -3,245 -5%
BAAM
287
Baker Avenue Asset Management
California
$19.2M +$740K +2,503 +4%
FT
288
Fiduciary Trust
Massachusetts
$19.1M +$59.4K +201 +0.3%
CA
289
Callahan Advisors
Texas
$19M -$333K -1,125 -2%
SOADOR
290
State of Alaska Department of Revenue
Alaska
$18.7M -$1.33M -4,500 -7%
DAM
291
Delta Asset Management
Tennessee
$18.6M -$346K -1,171 -2%
MAM
292
Madison Asset Management
Wisconsin
$18.6M -$9.06M -30,650 -33%
DZ Bank
293
DZ Bank
Germany
$18.2M -$319M -1,081,154 -95%
ABC
294
Associated Banc-Corp
Wisconsin
$18.2M -$3.08M -10,415 -14%
NAM
295
Nissay Asset Management
Japan
$17.9M +$649K +2,196 +4%
RIG
296
RiverFront Investment Group
Virginia
$17.9M +$925K +3,129 +5%
BC
297
Blackhill Capital
New Jersey
$17.7M – – –
MPWT
298
MassMutual Private Wealth & Trust
Connecticut
$17.6M -$742K -2,510 -4%
SFA
299
Sequoia Financial Advisors
Ohio
$17.5M +$14.3M +48,362 +445%
BCIM
300
British Columbia Investment Management
British Columbia, Canada
$17.4M +$3.51M +11,871 +25%
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