AIM
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ARK Investment Management’s Caterpillar CAT Stock Holding History

ARK Investment Management’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$41.5M Buy
58,578
+24,410
+71% +$16.9M 0.32% 55
2025
Q4 		$19.6M Buy
34,168
+3,024
+10% +$1.68M 0.13% 88
2025
Q3 		$14.9M Buy
31,144
+3,268
+12% +$1.4M 0.09% 100
2025
Q2 		$10.8M Buy
27,876
+7,019
+34% +$2.34M 0.08% 95
2025
Q1 		$6.88M Buy
20,857
+1
+0% +$356 0.07% 102
2024
Q4 		$7.57M Sell
20,856
-756
-3% -$293K 0.06% 101
2024
Q3 		$8.45M Sell
21,612
-2,856
-12% -$986K 0.08% 102
2024
Q2 		$8.15M Sell
24,468
-18,148
-43% -$6.29M 0.07% 101
2024
Q1 		$15.6M Sell
42,616
-23,248
-35% -$7.43M 0.11% 89
2023
Q4 		$19.5M Sell
65,864
-3,245
-5% -$842K 0.12% 87
2023
Q3 		$18.9M Sell
69,109
-5,230
-7% -$1.42M 0.14% 80
2023
Q2 		$18.3M Buy
74,339
+3,035
+4% +$677K 0.12% 88
2023
Q1 		$16.3M Sell
71,304
-10,966
-13% -$2.65M 0.11% 85
2022
Q4 		$19.7M Sell
82,270
-13,919
-14% -$3.03M 0.17% 72
2022
Q3 		$15.8M Sell
96,189
-6,940
-7% -$1.27M 0.11% 94
2022
Q2 		$22.3M Sell
103,129
-8,352
-7% -$1.76M 0.13% 84
2022
Q1 		$24.8M Sell
111,481
-32,720
-23% -$6.86M 0.1% 98
2021
Q4 		$29.8M Sell
144,201
-73,664
-34% -$14.8M 0.09% 118
2021
Q3 		$41.8M Sell
217,865
-26,941
-11% -$5.61M 0.1% 123
2021
Q2 		$53.3M Sell
244,806
-137,161
-36% -$31.7M 0.1% 121
2021
Q1 		$88.6M Buy
381,967
+132,363
+53% +$27.4M 0.18% 100
2020
Q4 		$45.4M Buy
249,604
+125,963
+102% +$21.4M 0.12% 109
2020
Q3 		$18.4M Buy
123,641
+60,144
+95% +$8.45M 0.11% 92
2020
Q2 		$8.03M Buy
63,497
+36,920
+139% +$4.38M 0.09% 86
2020
Q1 		$3.08M Buy
+26,577
New +$3.39M 0.08% 82

Other funds holding CAT

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

ARK Investment Management's CAT Position: Q1 2026 in Review

ARK Investment Management increased its Caterpillar (CAT) stake by 71% in Q1 2026, buying an estimated $16.9M and bringing the position to 58,578 shares worth $41.5M. The position accounts for 0.32% of the portfolio, ranked #55.

ARK Investment Management first reported a position in CAT in Q1 2020 and has held it in 25 quarters since. The position peaked at $88.6M in Q1 2021. 3,733 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

  • ARK Investment Management held 58,578 shares of Caterpillar worth $41.5M as of Q1 2026.
  • ARK Investment Management bought 24,410 Caterpillar shares in Q1 2026, an estimated $16.9M.
  • Caterpillar made up 0.32% of ARK Investment Management's portfolio in Q1 2026, its #55 holding.
  • ARK Investment Management first reported a position in Caterpillar in Q1 2020 and has held it in 25 quarters since.
  • ARK Investment Management's Caterpillar position peaked at $88.6M in Q1 2021.
  • 3,733 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on ARK Investment Management's 13F filing for Q1 2026, filed 12 May 2026.