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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
CC
251
Curian Capital
Colorado
$8.99M +$263K +2,873 +3%
OTPPB
252
Ontario Teachers' Pension Plan Board
Ontario, Canada
$8.92M -$1.25M -13,614 -12%
HNB
253
Huntington National Bank
Ohio
$8.84M -$1.37M -14,924 -13%
TRSOTSOK
254
Teachers Retirement System of the State of Kentucky
Kentucky
$8.78M -$101K -1,100 -1%
SMI
255
Shelter Mutual Insurance
Missouri
$8.63M – – –
RMDI
256
R.M. Davis Inc
Maine
$8.62M +$280K +3,061 +3%
SCA
257
Stillwater Capital Advisors
Pennsylvania
$8.6M +$371K +4,053 +5%
WCMN
258
Westchester Capital Management (Nebraska)
Nebraska
$8.54M +$103K +1,125 +1%
Mitsubishi UFJ Asset Management
259
Mitsubishi UFJ Asset Management
Japan
$8.54M -$691K -7,525 -7%
OSAM
260
O'Shaughnessy Asset Management
Connecticut
$8.51M +$2.03M +22,149 +31%
LTFS
261
Ladenburg Thalmann Financial Services
Florida
$8.51M +$3.74M +40,866 +78%
BA
262
Bridgewater Associates
Connecticut
$8.45M +$8.45M +92,287 New
DADC
263
D.A. Davidson & Co
Montana
$8.28M -$317K -3,462 -4%
CBOR
264
Community Bank of Raymore
Missouri
$8.21M +$8.21M +89,689 New
CIM
265
Contravisory Investment Management
Massachusetts
$8.17M -$269K -2,941 -3%
SIRP
266
Shelter Insurance Retirement Plan
Missouri
$8.16M – – –
EAM
267
Edge Asset Management
Washington
$8.14M -$74.5K -814 -0.9%
BCM
268
Birmingham Capital Management
Alabama
$8.13M -$4.58K -50 -0.1%
MSU
269
Maple Securities USA
New Jersey
$7.99M +$7.99M +87,301 New
DP
270
Dearborn Partners
Illinois
$7.97M -$580K -6,334 -7%
Zurich Cantonal Bank
271
Zurich Cantonal Bank
Switzerland
$7.89M +$1.62M +17,721 +26%
PA
272
Pinnacle Associates
New York
$7.87M +$230K +2,509 +3%
NB
273
Norinchukin Bank
Japan
$7.67M -$2.47M -26,956 -24%
SIPS
274
Shelter Insurance Profit Sharing
Missouri
$7.65M – – –
M
275
MOTCO
Texas
$7.6M -$13.5K -147 -0.2%
9 10
11
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