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Caterpillar
CAT

Overview Fund Activity

2,003 hedge funds and large institutions have $87.8B invested in Caterpillar in 2021 Q1 according to their latest regulatory filings, with 229 funds opening new positions, 758 increasing their positions, 734 reducing their positions, and 91 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,003
Holders Change
+120
Holders Change %
+6.37%
% of All Funds
35.27%
Holding in Top 10
58
Holding in Top 10 Change
+28
Holding in Top 10 Change %
+93.33%
% of All Funds
1.02%
New
229
Increased
758
Reduced
734
Closed
91
Calls
$2.45B
Puts
$2.02B
Net Calls
+$436M
Net Calls Change
+$751M

Top Buyers

1
Capital World Investors
Capital World Investors
California
$2.82B
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$3.36B
3
Fidelity Investments
Fidelity Investments
Massachusetts
$1.71B
4
1832 Asset Management
1832 Asset Management
Ontario, Canada
$249M
5
ZIG
Zurich Insurance Group
Switzerland
$123M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$1.14B
2
Primecap Management
Primecap Management
California
$854M
3
Gates Foundation Trust
Gates Foundation Trust
Washington
$2.36B
4
Citadel Advisors
Citadel Advisors
Florida
$56M
5
Harris Associates
Harris Associates
Illinois
$394M
Name Holding Trade Value Shares
Change 		Shares
Change %
MSL
226
Mackay Shields LLC
New York
$21.9M -$1.3M -5,603 -6%
ZCM
227
Ziegler Capital Management
Illinois
$21.8M -$1.35M -5,807 -6%
BBVA
228
Banco Bilbao Vizcaya Argentaria
Spain
$21.8M +$1.19M +5,155 +6%
WSTAM
229
Wilbanks Smith & Thomas Asset Management
Virginia
$21.7M +$473K +2,038 +2%
CCM
230
Chilton Capital Management
Texas
$21.6M -$901K -3,887 -4%
OSAM
231
O'Shaughnessy Asset Management
Connecticut
$21.5M -$18.6M -80,437 -46%
TPSF
232
Texas Permanent School Fund
Texas
$21.1M -$1.1M -4,727 -5%
FBA
233
Front Barnett Associates
Illinois
$21M +$206K +890 +1%
LCS
234
Levin Capital Strategies
New York
$20.8M -$1.24M -5,352 -6%
WIC
235
Willis Investment Counsel
Georgia
$20.8M -$5.89M -25,385 -22%
BCIM
236
British Columbia Investment Management
British Columbia, Canada
$20.7M -$567K -2,446 -3%
CIP
237
Chartwell Investment Partners
Pennsylvania
$20.6M +$291K +1,255 +1%
CIBC World Market
238
CIBC World Market
Ontario, Canada
$20.6M +$5.97M +25,760 +41%
NAMA
239
Nikko Asset Management Americas
New York
$20.5M -$863K -3,720 -4%
Nordea Investment Management
240
Nordea Investment Management
Sweden
$20.3M -$1.04M -4,416 -5%
Point72 Asset Management
241
Point72 Asset Management
Connecticut
$20.2M +$7.39M +31,853 +58%
AAM
242
Advisors Asset Management
Colorado
$20.1M +$1.44M +6,196 +8%
Daiwa Securities Group
243
Daiwa Securities Group
Japan
$20M +$171K +737 +0.9%
Squarepoint
244
Squarepoint
New York
$20M +$2.98M +12,866 +18%
AIA
245
Avalon Investment & Advisory
Texas
$20M +$262K +1,129 +1%
ASC
246
Atalanta Sosnoff Capital
New York
$19.8M +$11.6M +50,166 +142%
Caisse de Depot et Placement du Quebec (CDPQ)
247
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$19.4M -$66.8M -288,275 -77%
CIC
248
Cutler Investment Counsel
Oregon
$19.3M +$46.8K +202 +0.2%
CG
249
Colony Group
Massachusetts
$19.2M +$4.06M +17,497 +27%
ONB
250
Old National Bancorp
Indiana
$19.2M +$572K +2,467 +3%
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