Daiwa Securities Group’s Caterpillar CAT Stock Holding History

Daiwa Securities Group’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$124M	Buy	174,585 +3,118	+2%	+$2.16M	0.36%	52
2025 Q4	$98.2M	Buy	171,467 +5,300	+3%	+$2.95M	0.31%	54
2025 Q3	$79.3M	Buy	166,167 +3,907	+2%	+$1.67M	0.27%	61
2025 Q2	$63M	Buy	162,260 +387	+0.2%	+$129K	0.23%	66
2025 Q1	$53.4M	Buy	161,873 +13,196	+9%	+$4.7M	0.23%	73
2024 Q4	$53.9M	Buy	148,677 +4,318	+3%	+$1.67M	0.24%	63
2024 Q3	$56.5M	Buy	144,359 +7,602	+6%	+$2.63M	0.26%	63
2024 Q2	$45.6M	Buy	136,757 +9,157	+7%	+$3.18M	0.24%	62
2024 Q1	$46.8M	Buy	127,600 +5,916	+5%	+$1.89M	0.26%	58
2023 Q4	$36.2M	Buy	121,684 +4,738	+4%	+$1.23M	0.23%	67
2023 Q3	$34M	Buy	116,946 +9,000	+8%	+$2.44M	0.24%	62
2023 Q2	$26.6M	Buy	107,946 +496	+0.5%	+$111K	0.18%	77
2023 Q1	$25.3M	Buy	107,450 +9,682	+10%	+$2.34M	0.18%	72
2022 Q4	$24.9M	Buy	97,768 +4,815	+5%	+$1.05M	0.19%	71
2022 Q3	$15.3M	Buy	92,953 +3,700	+4%	+$676K	0.13%	92
2022 Q2	$18.1M	Buy	89,253 +3,375	+4%	+$711K	0.14%	83
2022 Q1	$21.6M	Buy	85,878 +3,792	+5%	+$795K	0.14%	84
2021 Q4	$23.1M	Buy	82,086 +2,503	+3%	+$504K	0.14%	81
2021 Q3	$23.3M	Sell	79,583 -5,525	-6%	-$1.15M	0.15%	72
2021 Q2	$22M	Sell	85,108 -1,340	-2%	-$309K	0.15%	72
2021 Q1	$20M	Buy	86,448 +737	+0.9%	+$153K	0.15%	70
2020 Q4	$15.6M	Buy	85,711 +17,530	+26%	+$2.97M	0.12%	91
2020 Q3	$10.7M	Sell	68,181 -20,083	-23%	-$2.82M	0.1%	98
2020 Q2	$2.07M	Hold	88,264	–	–	0.04%	224
2020 Q1	$11.9M	Buy	88,264 +25,213	+40%	+$3.22M	0.12%	82
2019 Q4	$10.6M	Sell	63,051 -5,024	-7%	-$701K	0.09%	104
2019 Q3	$8.6M	Sell	68,075 -22,898	-25%	-$2.91M	0.07%	122
2019 Q2	$13.5M	Buy	90,973 +7,866	+9%	+$1.04M	0.12%	82
2019 Q1	$12.4M	Buy	83,107 +71	+0.1%	+$9.43K	0.11%	90
2018 Q4	$11.5M	Buy	83,036 +2,290	+3%	+$298K	0.11%	93
2018 Q3	$13.8M	Sell	80,746 -5,227	-6%	-$739K	0.12%	79
2018 Q2	$13.8M	Sell	85,973 -14,844	-15%	-$2.22M	0.11%	89
2018 Q1	$20.6M	Sell	100,817 -35,330	-26%	-$5.58M	0.16%	64
2017 Q4	$21.5M	Sell	136,147 -19,324	-12%	-$2.68M	0.15%	68
2017 Q3	$19.4M	Sell	155,471 -7,154	-4%	-$824K	0.13%	73
2017 Q2	$17.5M	Sell	162,625 -47,907	-23%	-$4.87M	0.11%	73
2017 Q1	$19.5M	Buy	210,532 +143,092	+212%	+$13.5M	0.12%	73
2016 Q4	$6.25M	Buy	67,440 +14,700	+28%	+$1.33M	0.04%	146
2016 Q3	$4.68M	Sell	52,740 -7,560	-13%	-$619K	0.03%	172
2016 Q2	$4.57M	Sell	60,300 -8,000	-12%	-$599K	0.03%	173
2016 Q1	$5.23M	Sell	68,300 -11,700	-15%	-$785K	0.03%	163
2015 Q4	$5.44M	Buy	80,000 +12,000	+18%	+$839K	0.04%	159
2015 Q3	$4.45M	Buy	68,000 +2,300	+4%	+$176K	0.03%	186
2015 Q2	$5.57M	Buy	65,700 +19,500	+42%	+$1.68M	0.04%	182
2015 Q1	$3.7M	Sell	46,200 -18,400	-28%	-$1.53M	0.02%	202
2014 Q4	$6.83M	Buy	64,600 +16,900	+35%	+$1.64M	0.05%	124
2014 Q3	$5.21M	Buy	47,700 +30,800	+182%	+$3.27M	0.04%	147
2014 Q2	$1.84M	Sell	16,900 -400	-2%	-$42K	0.01%	228
2014 Q1	$1.72M	Sell	17,300 -500	-3%	-$47.2K	0.01%	240
2013 Q4	$1.62M	Sell	17,800 -7,600	-30%	-$649K	0.01%	217
2013 Q3	$2.12M	Hold	25,400	–	–	0.02%	209
2013 Q2	$2.1M	Buy	+25,400	New	+$2.16M	0.02%	215

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Daiwa Securities Group's CAT Position: Q1 2026 in Review

Daiwa Securities Group increased its Caterpillar (CAT) stake by 1.8% in Q1 2026, buying an estimated $2.16M and bringing the position to 174,585 shares worth $124M. The position accounts for 0.36% of the portfolio, ranked #52.

Daiwa Securities Group first reported a position in CAT in Q2 2013 and has held it in 52 quarters since. 3,732 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

Daiwa Securities Group held 174,585 shares of Caterpillar worth $124M as of Q1 2026.
Daiwa Securities Group bought 3,118 Caterpillar shares in Q1 2026, an estimated $2.16M.
Caterpillar made up 0.36% of Daiwa Securities Group's portfolio in Q1 2026, its #52 holding.
Daiwa Securities Group first reported a position in Caterpillar in Q2 2013 and has held it in 52 quarters since.
3,732 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Daiwa Securities Group's 13F filing for Q1 2026, filed 13 May 2026.