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Caterpillar
CAT

Overview Fund Activity

1,883 hedge funds and large institutions have $68.6B invested in Caterpillar in 2020 Q4 according to their latest regulatory filings, with 317 funds opening new positions, 697 increasing their positions, 608 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,883
Holders Change
+232
Holders Change %
+14.05%
% of All Funds
33.41%
Holding in Top 10
30
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+36.36%
% of All Funds
0.53%
New
317
Increased
697
Reduced
608
Closed
63
Calls
$1.78B
Puts
$2.1B
Net Calls
-$316M
Net Calls Change
-$338M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$2.37B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$1.1B
3
Capital World Investors
Capital World Investors
California
$598M
4
Citadel Advisors
Citadel Advisors
Florida
$237M
5
Invesco
Invesco
Georgia
$710M

Top Sellers

1
Sanders Capital
Sanders Capital
Florida
$0
2
State Street
State Street
Massachusetts
$7.51B
3
Primecap Management
Primecap Management
California
$925M
4
Macquarie Group
Macquarie Group
Australia
$728M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$203M
Name Holding Trade Value Shares
Change 		Shares
Change %
TPSF
226
Texas Permanent School Fund
Texas
$17.4M -$1.1M -6,018 -6%
LCS
227
Levin Capital Strategies
New York
$17.3M -$1.38M -7,559 -7%
Mirae Asset Global Investments
228
Mirae Asset Global Investments
South Korea
$17.2M +$8.8M +48,324 +104%
PI
229
PineBridge Investments
New York
$17M -$5.02M -27,570 -23%
NAMA
230
Nikko Asset Management Americas
New York
$16.8M +$1.45M +7,991 +9%
WSTAM
231
Wilbanks Smith & Thomas Asset Management
Virginia
$16.7M -$13.5K -74 -0.1%
BCIM
232
British Columbia Investment Management
British Columbia, Canada
$16.7M -$430K -2,360 -3%
Nordea Investment Management
233
Nordea Investment Management
Sweden
$16.6M +$4.98M +27,373 +43%
BCI
234
Brinker Capital Investments
Pennsylvania
$16.5M +$5.4M +29,688 +49%
HNB
235
Huntington National Bank
Ohio
$16.5M +$209K +1,150 +1%
FBA
236
Front Barnett Associates
Illinois
$16.4M +$356K +1,957 +2%
BBVA
237
Banco Bilbao Vizcaya Argentaria
Spain
$16.3M +$9.27M +50,946 +132%
CIP
238
Chartwell Investment Partners
Pennsylvania
$16M -$621K -3,414 -4%
Daiwa Securities Group
239
Daiwa Securities Group
Japan
$15.6M +$3.19M +17,530 +26%
Russell Investments Group
240
Russell Investments Group
United Kingdom
$15.6M -$67.3M -373,789 -81%
AIA
241
Avalon Investment & Advisory
Texas
$15.5M +$145K +797 +0.9%
Assenagon Asset Management
242
Assenagon Asset Management
Luxembourg
$15.3M -$3.74M -20,569 -20%
MML Investors Services
243
MML Investors Services
Massachusetts
$15.2M -$530K -2,914 -3%
CIC
244
Cutler Investment Counsel
Oregon
$15.1M -$57.5K -316 -0.4%
EP
245
Edgestream Partners
New Jersey
$15.1M +$14.3M +78,704 +1,918%
QAM
246
QCI Asset Management
New York
$14.9M -$11M -60,183 -42%
AAM
247
Advisors Asset Management
Colorado
$14.6M -$5.8M -31,862 -28%
ONB
248
Old National Bancorp
Indiana
$14.6M +$758K +4,163 +5%
American Century Companies
249
American Century Companies
Missouri
$14.6M -$6.59M -36,186 -31%
PA
250
Pinnacle Associates
New York
$14.6M +$942K +5,177 +7%
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