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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
DL
226
Delta Lloyd
Netherlands
$7.97M +$1.34M +14,478 +20%
WCMN
227
Westchester Capital Management (Nebraska)
Nebraska
$7.97M -$85.5K -922 -1%
GH
228
GAM Holding
Switzerland
$7.91M -$452K -4,875 -5%
FDCDDQ
229
Federation des caisses Desjardins du Quebec
Quebec, Canada
$7.66M +$7.66M +82,527 New
PAG
230
Private Advisor Group
New Jersey
$7.63M +$4.24M +61,823 +125%
IP
231
Interval Partners
New York
$7.62M +$7.62M +82,171 New
BAM
232
Bruderman Asset Management
New York
$7.55M -$285K -3,072 -4%
FBA
233
Front Barnett Associates
Illinois
$7.53M -$78.9K -851 -1%
Capstone Investment Advisors
234
Capstone Investment Advisors
New York
$7.52M +$7.52M +81,065 New
MSA
235
Mason Street Advisors
Wisconsin
$7.52M +$94K +1,013 +1%
AQR Capital Management
236
AQR Capital Management
Connecticut
$7.43M -$83.4K -899 -1%
RW
237
Rand Wealth
Maryland
$7.39M -$90.1K -971 -1%
BCM
238
Brookstone Capital Management
Illinois
$7.38M +$502K +5,408 +7%
Natixis Advisors
239
Natixis Advisors
Massachusetts
$7.33M -$1.05M -11,343 -13%
Marshall Wace
240
Marshall Wace
United Kingdom
$7.26M +$7.26M +78,102 New
TCM
241
Tufton Capital Management
Maryland
$7.23M -$29.2K -315 -0.4%
BCM
242
Birmingham Capital Management
Alabama
$7.22M -$16.3K -176 -0.2%
PP
243
Paloma Partners
Connecticut
$7.22M +$4.48M +48,313 +164%
William Blair & Company
244
William Blair & Company
Illinois
$7.04M -$233K -2,452 -3%
ZIG
245
Zurich Insurance Group
Switzerland
$7M -$989K -10,664 -12%
AG
246
Advisor Group
Arizona
$6.98M -$151K -1,623 -2%
IG
247
ING Group
Netherlands
$6.97M +$1.34M +14,407 +24%
AIA
248
Avalon Investment & Advisory
Texas
$6.9M -$3.1M -33,413 -31%
DnB Asset Management
249
DnB Asset Management
Norway
$6.85M +$742K +8,000 +12%
GG
250
Gofen & Glossberg
Illinois
$6.82M -$116K -1,250 -2%
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