Advisor Group’s Caterpillar CAT Stock Holding History

Advisor Group’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$21.8M	Sell	147,611 -11,189	-7%	-$1.56M	0.15%	124
2019 Q3	$20.1M	Buy	158,800 +1,996	+1%	+$254K	0.15%	121
2019 Q2	$21.4M	Sell	156,804 -1,091	-0.7%	-$144K	0.16%	108
2019 Q1	$21.4M	Buy	157,895 +4,914	+3%	+$653K	0.18%	103
2018 Q4	$19.4M	Buy	152,981 +6,094	+4%	+$793K	0.19%	96
2018 Q3	$22.4M	Buy	146,887 +78,826	+116%	+$11.1M	0.23%	86
2018 Q2	$9.24M	Sell	68,061 -3,838	-5%	-$573K	0.13%	155
2018 Q1	$10.6M	Buy	71,899 +856	+1%	+$135K	0.15%	137
2017 Q4	$11.2M	Sell	71,043 -18,452	-21%	-$2.56M	0.15%	131
2017 Q3	$11.2M	Buy	89,495 +3,622	+4%	+$417K	0.18%	117
2017 Q2	$9.23M	Buy	85,873 +10,661	+14%	+$1.08M	0.16%	130
2017 Q1	$6.98M	Sell	75,212 -1,623	-2%	-$154K	0.14%	155
2016 Q4	$7.13M	Sell	76,835 -23	-0%	-$2.08K	0.16%	139
2016 Q3	$6.82M	Sell	76,858 -2,402	-3%	-$197K	0.16%	135
2016 Q2	$6.01M	Buy	+79,260	New	+$5.94M	0.16%	147

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Gates Foundation Trust

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Primecap Management

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Sanders Capital

Sanders Capital West Palm Beach, Florida $83.9B AUM 37.89% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return