AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

90 hedge funds and large institutions have $94.5M invested in Advent Convertible and Income Fund in 2023 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 29 increasing their positions, 31 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
90
Holders Change
+4
Holders Change %
+4.65%
% of All Funds
1.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
29
Reduced
31
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
$1.42M
2
Osaic Holdings
Osaic Holdings
Arizona
$2.65M
3
Baird Financial Group
Baird Financial Group
Wisconsin
$1.52M
4
AA
AQR Arbitrage
Connecticut
$768K
5
SFS
Shaker Financial Services
Virginia
$2.21M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$23.8M
2
ACM
Advent Capital Management
New York
$0
3
AAM
Advisors Asset Management
Colorado
$4.67M
4
Bank of America
Bank of America
North Carolina
$1.76M
5
PTC
Private Trust Company
Ohio
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AWS
51
Atria Wealth Solutions
New York
$184K – – –
OC
52
Oppenheimer & Co
New York
$178K +$30.4K +2,978 +21%
AFG
53
Atomi Financial Group
New York
$173K – – –
PAS
54
Park Avenue Securities
New York
$157K -$23.1K -2,271 -13%
FSI
55
Flow State Investments
Illinois
$149K +$149K +14,548 New
KPWS
56
Kestra Private Wealth Services
Texas
$147K +$10.4K +1,022 +8%
Cetera Investment Advisers
57
Cetera Investment Advisers
Illinois
$144K -$23.9K -2,338 -14%
NFG
58
Nations Financial Group
Iowa
$135K -$3.41K -334 -2%
ASN
59
Advisory Services Network
Georgia
$130K -$357K -34,938 -73%
TCA
60
Transcend Capital Advisors
New Jersey
$123K – – –
CA
61
Calton & Associates
Florida
$121K +$121K +11,893 New
CIA
62
Capital Investment Advisors
Georgia
$120K +$120K +11,727 New
RJT
63
Raymond James Trust
Florida
$118K – – –
MWM
64
Melfa Wealth Management
Massachusetts
$117K +$572 +56 +0.5%
JIP
65
Jaffetilchin Investment Partners
Florida
$115K +$8.54K +836 +8%
IC
66
IEQ Capital
California
$111K -$34.1K -3,338 -24%
CA
67
CoreCap Advisors
Michigan
$111K +$111K +10,835 New
CAN
68
Cetera Advisor Networks
California
$106K +$106K +10,404 New
GWM
69
Geneos Wealth Management
Colorado
$106K – – –
HI
70
Harbour Investments
Wisconsin
$81.9K -$1.57K -154 -2%
EC
71
Elequin Capital
New York
$56K -$149K -14,623 -73%
Northwestern Mutual Wealth Management
72
Northwestern Mutual Wealth Management
Wisconsin
$50.2K -$42.1K -4,125 -46%
Royal Bank of Canada
73
Royal Bank of Canada
Ontario, Canada
$29K -$8.6K -846 -23%
ZB
74
Zions Bancorporation
Utah
$21.1K – – –
Carson Wealth (CWM LLC)
75
Carson Wealth (CWM LLC)
Nebraska
$19K -$6.47K -649 -25%
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