Elequin Capital’s Advent Convertible and Income Fund AVK Stock Holding History

Elequin Capital’s Portfolio AVK Stock Details AVK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-15,416	Closed	-$187K	–	160
2025 Q2	$187K	Buy	+15,416	New	+$176K	0.02%	164
2025 Q1	–	Sell	-971	Closed	-$11.4K	–	346
2024 Q4	$11.4K	Buy	+971	New	+$11.4K	﹤0.01%	306
2024 Q1	–	Sell	-20,465	Closed	-$227K	–	257
2023 Q4	$227K	Buy	20,465 +14,982	+273%	+$150K	0.07%	108
2023 Q3	$56K	Sell	5,483 -14,623	-73%	-$162K	0.01%	179
2023 Q2	$229K	Buy	20,106 +11,885	+145%	+$133K	0.12%	72
2023 Q1	$92.5K	Sell	8,221 -17,064	-67%	-$201K	0.07%	87
2022 Q4	$268K	Buy	+25,285	New	+$281K	0.08%	164

Other funds holding AVK

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.6B AUM 20.7% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Elequin Capital's AVK Position: Q3 2025 in Review

Elequin Capital sold out of Advent Convertible and Income Fund (AVK) in Q3 2025, closing a stake of 15,416 shares — an estimated $187K sold.

Elequin Capital first reported a position in AVK in Q4 2022 and held it in 7 quarters. The position peaked at $268K in Q4 2022. 95 funds tracked by Wall St. Rank hold AVK as of Q3 2025.

Elequin Capital reported no remaining Advent Convertible and Income Fund position as of Q3 2025 after selling out during the quarter.
Elequin Capital sold 15,416 Advent Convertible and Income Fund shares in Q3 2025, an estimated $187K.
Elequin Capital first reported a position in Advent Convertible and Income Fund in Q4 2022 and held it in 7 quarters.
Elequin Capital's Advent Convertible and Income Fund position peaked at $268K in Q4 2022.
95 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q3 2025.

Based on Elequin Capital's 13F filing for Q3 2025, filed 14 Nov 2025.