AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

72 hedge funds and large institutions have $109M invested in Advent Convertible and Income Fund in 2020 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
72
Holders Change
+1
Holders Change %
+1.41%
% of All Funds
1.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
27
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
Stifel Financial
Missouri
$1.5M
2
6M
6 Meridian
Kansas
$873K
3
WAM
Wolverine Asset Management
Illinois
$801K
4
PPA
Parametric Portfolio Associates
Washington
$22.8M
5
GC
Guggenheim Capital
Illinois
$8.09M

Top Sellers

1
RJA
Raymond James & Associates
Florida
$9.74M
2
AAM
Advisors Asset Management
Colorado
$8.7M
3
FAM
Formidable Asset Management
Ohio
$550K
4
Wells Fargo
Wells Fargo
California
$5.86M
5
Morgan Stanley
Morgan Stanley
New York
$5.93M
Name Holding Trade Value Shares
Change 		Shares
Change %
IFAM
51
Institutional & Family Asset Management
Colorado
$56K – – –
BCA
52
Berman Capital Advisors
Georgia
$52K +$52K +3,904 New
NFG
53
Next Financial Group
Texas
$51K +$51K +3,800 New
Carson Wealth (CWM LLC)
54
Carson Wealth (CWM LLC)
Nebraska
$39K – – –
Rockefeller Capital Management
55
Rockefeller Capital Management
New York
$34K – – –
ZB
56
Zions Bancorporation
Utah
$28K – – –
APA
57
American Portfolios Advisors
New York
$27.6K +$27.6K +2,054 New
FGA
58
Fortis Group Advisors
New Jersey
$27K +$27K +2,039 New
NSIM
59
North Star Investment Management
Illinois
$26K – – –
GWM
60
Geneos Wealth Management
Colorado
$23K +$21.7K +1,663 +1,630%
PNC Financial Services Group
61
PNC Financial Services Group
Pennsylvania
$19K – – –
MWC
62
MBM Wealth Consultants
Missouri
$14K – – –
GSWM
63
Golden State Wealth Management
California
$14K +$14K +1,054 New
BCWM
64
Bartlett & Co Wealth Management
Ohio
$11K – – –
BC
65
Bartlett & Co
Ohio
$11K – – –
FFA
66
Founders Financial Alliance
North Carolina
$10K +$10K +712 New
PAM
67
Panagora Asset Management
Massachusetts
$8K – – –
WLPWM
68
Walled Lake Planning & Wealth Management
Illinois
$7K +$187 +14 +3%
Koshinski Asset Management
69
Koshinski Asset Management
Illinois
$6.81K +$76 +5,303 +1%
AF
70
Advisornet Financial
Minnesota
$5K – – –
CFD
71
Creative Financial Designs
Indiana
$5K – – –
SFS
72
Sowell Financial Services
Arkansas
$5K +$169 +12 +4%
TJHA
73
Thomas J. Herzfeld Advisors
Florida
– -$854K -63,086 Closed
SFS
74
Shaker Financial Services
Virginia
– -$376K -29,544 Closed
BlackRock
75
BlackRock
New York
– -$230K -18,075 Closed
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