AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

72 hedge funds and large institutions have $142M invested in Advent Convertible and Income Fund in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 28 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
72
Holders Change
-3
Holders Change %
-4%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
8
Increased
28
Reduced
24
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Koshinski Asset Management
Koshinski Asset Management
Illinois
$7.02M
2
Bank of America
Bank of America
North Carolina
$7.1M
3
GC
Guggenheim Capital
Illinois
$7.12M
4
RJA
Raymond James & Associates
Florida
$9.59M
5
TJHA
Thomas J. Herzfeld Advisors
Florida
$1.03M

Top Sellers

1
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$0
2
RCM
Rivernorth Capital Management
Florida
$7.52M
3
FAM
Formidable Asset Management
Ohio
$0
4
LCM
Landscape Capital Management
New Jersey
$291K
5
Invesco
Invesco
Georgia
$646K
Name Holding Trade Value Shares
Change 		Shares
Change %
AWM
51
AE Wealth Management
Kansas
$225K +$225K +14,872 New
FIA
52
FNY Investment Advisers
New York
$218K +$183K +12,079 +515%
SPC
53
Sigma Planning Corp
Michigan
$199K – – –
SS
54
Simplicity Solutions
Minnesota
$180K +$180K +11,900 New
SPIA
55
Steward Partners Investment Advisory
New York
$150K – – –
PFGIA
56
Patriot Financial Group Insurance Agency
Massachusetts
$124K – – –
IFAM
57
Institutional & Family Asset Management
Colorado
$63K – – –
Carson Wealth (CWM LLC)
58
Carson Wealth (CWM LLC)
Nebraska
$39K – – –
ZB
59
Zions Bancorporation
Utah
$31K – – –
NSIM
60
North Star Investment Management
Illinois
$29K – – –
RIA
61
Realta Investment Advisors
Delaware
$24K -$38.6K -2,567 -62%
ASN
62
Advisory Services Network
Georgia
$20K +$985 +64 +5%
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$16K +$11.6K +765 +267%
MWC
64
MBM Wealth Consultants
Missouri
$15K – – –
VRM
65
Vectors Research Management
New York
$14K +$14K +924 New
BCWM
66
Bartlett & Co Wealth Management
Ohio
$12.4K – – –
PAM
67
Panagora Asset Management
Massachusetts
$7K -$9.87K -637 -58%
AF
68
Advisornet Financial
Minnesota
$6K – – –
SFS
69
Sowell Financial Services
Arkansas
$5K -$90 -6 -2%
GWM
70
Geneos Wealth Management
Colorado
$1K – – –
TRCT
71
Tower Research Capital (TRC)
New York
$1K +$1K +50 New
JPMorgan Chase & Co
72
JPMorgan Chase & Co
New York
– -$4.21M -296,432 Closed
FAM
73
Formidable Asset Management
Ohio
– -$1.69M -120,054 Closed
BlackRock
74
BlackRock
New York
– -$474K -33,361 Closed
CL
75
CSS LLC
Illinois
– -$272K -19,155 Closed
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