AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

74 hedge funds and large institutions have $148M invested in Advent Convertible and Income Fund in 2018 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 34 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
74
Holders Change
+19
Holders Change %
+34.55%
% of All Funds
1.69%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
23
Increased
34
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
Advisors Asset Management
Colorado
$19.2M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$6.42M
3
RCM
Rivernorth Capital Management
Florida
$10M
4
PPA
Parametric Portfolio Associates
Washington
$19.2M
5
Koshinski Asset Management
Koshinski Asset Management
Illinois
$6.81M

Top Sellers

1
LCM
Laurion Capital Management
New York
$1.29M
2
SCM
Saba Capital Management
New York
$0
3
WCM
Windsor Capital Management
Arizona
$2.12M
4
CF
Centaurus Financial
California
$336
5
OA
Oxbow Advisors
Texas
$2.18M
Name Holding Trade Value Shares
Change 		Shares
Change %
NMC
51
Nine Masts Capital
Hong Kong
$56K +$56K +3,697 New
US Bancorp
52
US Bancorp
Minnesota
$53K +$53K +3,504 New
RCAG
53
Rehmann Capital Advisory Group
Michigan
$44.4K – – –
BBPWM
54
Blue Bell Private Wealth Management
Pennsylvania
$43K +$41.4K +2,725 +2,646%
ZB
55
Zions Bancorporation
Utah
$31K – – –
DBT
56
Dubuque Bank & Trust
Iowa
$30K +$30K +1,938 New
SWP
57
Stratos Wealth Partners
Ohio
$30K +$30K +1,977 New
NSIM
58
North Star Investment Management
Illinois
$29K +$638 +42 +2%
Citigroup
59
Citigroup
New York
$27K -$21.2K -1,417 -44%
AF
60
Advisornet Financial
Minnesota
$25K +$25K +1,651 New
IA
61
IFP Advisors
Florida
$22K -$27.7K -1,851 -56%
OIA
62
OneDigital Investment Advisors
Kansas
$20K +$3.13K +205 +19%
CPIG
63
Chicago Partners Investment Group
Illinois
$19K +$564 +42 +3%
ASN
64
Advisory Services Network
Georgia
$16K +$16K +1,056 New
SPIA
65
Steward Partners Investment Advisory
New York
$13K – – –
AIM
66
Anchor Investment Management
South Carolina
$7.84K – – –
PNC Financial Services Group
67
PNC Financial Services Group
Pennsylvania
$7K +$2.74K +184 +64%
BC
68
Bartlett & Co
Ohio
$6K – – –
Northwestern Mutual Wealth Management
69
Northwestern Mutual Wealth Management
Wisconsin
$6K +$6K +387 New
BCWM
70
Bartlett & Co Wealth Management
Ohio
$5.88K – – –
KL
71
KWMG LLC
Kansas
$3K +$3K +212 New
FHB
72
First Hawaiian Bank
Hawaii
$3K +$3K +216 New
GWM
73
Geneos Wealth Management
Colorado
$1K +$1K +102 New
CF
74
Centaurus Financial
California
$336 -$157K -10,248 -100%
SCM
75
Saba Capital Management
New York
– -$384K -25,779 Closed
1 2
3
4