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AVK

Advent Convertible and Income Fund

59 hedge funds and large institutions have $108M invested in Advent Convertible and Income Fund in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 29 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.97% more ownership

Funds ownership: 33.56%35.53% (+2%)

4% more capital invested

Capital invested by funds: $104M → $108M (+$3.96M)

8% less funds holding

Funds holding: 6459 (-5)

34% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 29

45% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 11

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

Holders
59
Holders Change
-5
Holders Change %
-7.81%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
6
Increased
19
Reduced
29
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BCMIO
51
Beacon Capital Management Inc (Ohio)
Ohio
$15K -$25.7K -2,105 -65%
FANJ
52
Financial Architects (New Jersey)
New Jersey
$14K +$13.6K +1,116 New
Deutsche Bank
53
Deutsche Bank
Germany
$14K +$13.8K +1,130 New
FAM
54
Formidable Asset Management
Ohio
$13K
IA
55
IFP Advisors
Florida
$9K -$11.9K -979 -60%
AIM
56
Anchor Investment Management
South Carolina
$6.61K +$6.27K +514 New
BC
57
Bartlett & Co
Ohio
$5K
TRCT
58
Tower Research Capital (TRC)
New York
$3K -$49K -4,018 -95%
PCM
59
Penserra Capital Management
California
$3 -$244 -20 -7%
CRC
60
Curi RMB Capital
Illinois
-$2.72M -206,341 Closed
FRM
61
Fore Research & Management
New York
-$2.23M -169,455 Closed
CS
62
Credit Suisse
Switzerland
-$1.76M -133,672 Closed
WAM
63
Weiss Asset Management
Massachusetts
-$595K -45,212 Closed
Squarepoint
64
Squarepoint
New York
-$383K -29,064 Closed
ICM
65
Ionic Capital Management
New York
-$317K -24,074 Closed
VKH
66
Virtu KCG Holdings
New York
-$154K -11,702 Closed
CCM
67
Coe Capital Management
Illinois
-$135K -10,270 Closed
BA
68
BlackRock Advisors
Delaware
-$38K -2,861 Closed
AIA
69
Allegis Investment Advisors
Idaho
-$15K -1,147 Closed
CCS
70
Crosspoint Capital Strategies
California
-$5K -308 Closed

AVK Hedge Fund Activity: Q1 2016 in Review

59 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q1 2016, worth a combined $108M — up 3.8% from $104M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of AVK and 6 opened new positions — a net loss of 5 holders — while 29 trimmed existing stakes and 19 added.

The largest buyer was Saba Capital Management, opening a new position worth an estimated $14.2M. The largest seller was Matisse Capital, cutting an estimated $3.7M.

  • 59 institutional investors held Advent Convertible and Income Fund (AVK) as of Q1 2016, down from 64 in Q4 2015.
  • Funds reported $108M of Advent Convertible and Income Fund stock for Q1 2016, up 3.8% quarter-over-quarter.
  • 6 funds opened new Advent Convertible and Income Fund positions in Q1 2016 and 11 closed out, a net change of -5 holders.
  • The largest Advent Convertible and Income Fund buyer in Q1 2016 was Saba Capital Management, an estimated $14.2M added.
  • The largest Advent Convertible and Income Fund seller in Q1 2016 was Matisse Capital, an estimated $3.7M sold.

Based on aggregated 13F filings for Q1 2016.