AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

90 hedge funds and large institutions have $94.5M invested in Advent Convertible and Income Fund in 2023 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 29 increasing their positions, 31 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
90
Holders Change
+4
Holders Change %
+4.65%
% of All Funds
1.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
29
Reduced
31
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
$1.42M
2
Osaic Holdings
Osaic Holdings
Arizona
$2.65M
3
Baird Financial Group
Baird Financial Group
Wisconsin
$1.52M
4
AA
AQR Arbitrage
Connecticut
$768K
5
SFS
Shaker Financial Services
Virginia
$2.21M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$23.8M
2
ACM
Advent Capital Management
New York
$0
3
AAM
Advisors Asset Management
Colorado
$4.67M
4
Bank of America
Bank of America
North Carolina
$1.76M
5
PTC
Private Trust Company
Ohio
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
NA
26
NewEdge Advisors
Louisiana
$617K -$55.6K -5,443 -8%
FFP
27
FourThought Financial Partners
Florida
$580K +$84.3K +8,251 +17%
SC
28
Stolper & Co
Oklahoma
$570K -$8.84K -866 -2%
TPWM
29
Twelve Points Wealth Management
Massachusetts
$408K -$1.3K -127 -0.3%
SPIA
30
Steward Partners Investment Advisory
New York
$408K +$23.7K +2,316 +6%
WAM
31
Wolverine Asset Management
Illinois
$391K +$391K +38,327 New
Comerica Bank
32
Comerica Bank
Texas
$369K +$369K +36,161 New
HBCM
33
Heron Bay Capital Management
Michigan
$368K – – –
IAIM
34
International Assets Investment Management
Florida
$356K – – –
BPA
35
Beacon Pointe Advisors
California
$346K +$346K +33,909 New
LCM
36
Landscape Capital Management
New Jersey
$314K +$98.6K +9,654 +46%
Rockefeller Capital Management
37
Rockefeller Capital Management
New York
$303K +$3.72K +364 +1%
AAS
38
Avantax Advisory Services
Texas
$283K -$88.4K -8,651 -24%
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$251K -$39.9K -3,910 -14%
AAS
40
Ameritas Advisory Services
Nebraska
$244K -$7.53K -801 -3%
Truist Financial
41
Truist Financial
North Carolina
$241K +$123 +12 +0.1%
Mariner
42
Mariner
Kansas
$238K -$24.2K -2,369 -9%
CAM
43
Cresset Asset Management
Illinois
$238K -$329K -32,193 -58%
SWM
44
Spire Wealth Management
Virginia
$228K +$106K +10,386 +87%
CWM
45
Centurion Wealth Management
Virginia
$228K +$106K +10,386 +87%
WCM
46
Windsor Capital Management
Arizona
$228K +$337 +33 +0.1%
OA
47
Oxbow Advisors
Texas
$223K -$380K -37,218 -63%
PWPS
48
Pinnacle Wealth Planning Services
Ohio
$213K -$9.17K -898 -4%
VCWA
49
Vanguard Capital Wealth Advisors
Colorado
$206K -$6.06K -593 -3%
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$195K – – –
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