AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

80 hedge funds and large institutions have $203M invested in Advent Convertible and Income Fund in 2021 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 29 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
80
Holders Change
-1
Holders Change %
-1.23%
% of All Funds
1.41%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
29
Reduced
21
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PPA
1
Parametric Portfolio Associates
Washington
$72.9M
2
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$3.53M
3
RJA
3
Raymond James & Associates
Florida
$12.5M
4
UBS Group
4
UBS Group
Switzerland
$7.07M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.84M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$0
2
AAM
2
Advisors Asset Management
Colorado
$5.54M
3
CRC
3
Curi RMB Capital
Illinois
$813K
4
AWA
4
Arete Wealth Advisors
Illinois
$3.46M
5
AIC
5
Ameritas Investment Company
Nebraska
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
EDRIA
26
Edmonds Duncan Registered Investment Advisors
Kansas
$1.22M – – –
AA
27
AQR Arbitrage
Connecticut
$1.19M +$269K +15,633 +29%
SPIA
28
Steward Partners Investment Advisory
New York
$1.11M +$835K +48,514 +304%
HBCM
29
Heron Bay Capital Management
Michigan
$1.04M +$1.34K +78 +0.1%
QCIG
30
Quad-Cities Investment Group
Iowa
$851K -$49.5K -2,878 -6%
CRC
31
Curi RMB Capital
Illinois
$813K -$1.22M -70,852 -60%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$810K +$39.8K +2,315 +5%
SFS
33
Shaker Financial Services
Virginia
$712K +$365K +21,223 +105%
Citigroup
34
Citigroup
New York
$667K -$11K -642 -2%
SC
35
Stolper & Co
Oklahoma
$623K -$22.2K -1,290 -3%
WCM
36
Windsor Capital Management
Arizona
$569K -$259K -15,080 -31%
Stifel Financial
37
Stifel Financial
Missouri
$546K -$61K -3,545 -10%
MML Investors Services
38
MML Investors Services
Massachusetts
$546K +$546K +31,711 New
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$530K +$18.9K +1,103 +4%
FF
40
FourThought Financial
Florida
$504K +$126K +7,339 +33%
PAS
41
Park Avenue Securities
New York
$502K -$39.9K -2,318 -7%
MAFM
42
Mid Atlantic Financial Management
Pennsylvania
$491K +$91.7K +5,332 +23%
Truist Financial
43
Truist Financial
North Carolina
$397K +$6.37K +371 +2%
SWM
44
Spire Wealth Management
Virginia
$380K +$380K +22,089 New
CIA
45
Capital Investment Advisors
Georgia
$337K – – –
GRP
46
Global Retirement Partners
California
$333K +$31.3K +1,816 +10%
NFG
47
Nations Financial Group
Iowa
$313K +$172 +10 +0.1%
PWPS
48
Pinnacle Wealth Planning Services
Ohio
$312K -$17K -991 -5%
MOS
49
MGO One Seven
Ohio
$309K -$12.4K -721 -4%
KAS
50
Kestra Advisory Services
Texas
$277K -$24.8K -1,441 -8%
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