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AVK

Advent Convertible and Income Fund

81 hedge funds and large institutions have $203M invested in Advent Convertible and Income Fund in 2021 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 29 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 21

38% more capital invested

Capital invested by funds: $147M → $203M (+$56M)

7.71% more ownership

Funds ownership: 26.54%34.25% (+7.7%)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

1% less funds holding

Funds holding: 8281 (-1)

Holders
81
Holders Change
-1
Holders Change %
-1.22%
% of All Funds
1.42%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
29
Reduced
21
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
EDRIA
26
Edmonds Duncan Registered Investment Advisors
Kansas
$1.22M
AA
27
AQR Arbitrage
Connecticut
$1.19M +$262K +15,633 +29%
SPIA
28
Steward Partners Investment Advisory
New York
$1.11M +$812K +48,514 +304%
HBCM
29
Heron Bay Capital Management
Michigan
$1.04M +$1.3K +78 +0.1%
QCIG
30
Quad-Cities Investment Group
Iowa
$851K -$48.2K -2,878 -6%
CRC
31
Curi RMB Capital
Illinois
$813K -$1.19M -70,852 -60%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$810K +$38.7K +2,315 +5%
SFS
33
Shaker Financial Services
Virginia
$712K +$355K +21,223 +105%
Citigroup
34
Citigroup
New York
$667K -$10.7K -642 -2%
SC
35
Stolper & Co
Oklahoma
$623K -$21.6K -1,290 -3%
WCM
36
Windsor Capital Management
Arizona
$569K -$252K -15,080 -31%
Stifel Financial
37
Stifel Financial
Missouri
$546K -$59.3K -3,545 -10%
MML Investors Services
38
MML Investors Services
Massachusetts
$546K +$531K +31,711 New
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$530K +$18.5K +1,103 +4%
FF
40
FourThought Financial
Florida
$504K +$123K +7,339 +33%
PAS
41
Park Avenue Securities
New York
$502K -$38.8K -2,318 -7%
MAFM
42
Mid Atlantic Financial Management
Pennsylvania
$491K +$89.2K +5,332 +23%
Truist Financial
43
Truist Financial
North Carolina
$397K +$6.21K +371 +2%
SWM
44
Spire Wealth Management
Virginia
$380K +$370K +22,089 New
CIA
45
Capital Investment Advisors
Georgia
$337K
GRP
46
Global Retirement Partners
California
$333K +$30.4K +1,816 +10%
NFG
47
Nations Financial Group
Iowa
$313K +$167 +10 +0.1%
PWPS
48
Pinnacle Wealth Planning Services
Ohio
$312K -$16.6K -991 -5%
MOS
49
MGO One Seven
Ohio
$309K -$12.1K -721 -4%
KAS
50
Kestra Advisory Services
Texas
$277K -$24.1K -1,441 -8%

AVK Hedge Fund Activity: Q1 2021 in Review

81 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q1 2021, worth a combined $203M — up 38% from $147M a quarter earlier.

Fund positioning in AVK was balanced in Q1 2021: 8 funds opened new positions, 8 closed out, 29 added to existing stakes and 21 trimmed.

The largest buyer was Parametric Portfolio Associates, adding an estimated $44.4M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $6.07M sold.

  • 81 institutional investors held Advent Convertible and Income Fund (AVK) as of Q1 2021, down from 82 in Q4 2020.
  • Funds reported $203M of Advent Convertible and Income Fund stock for Q1 2021, up 38% quarter-over-quarter.
  • 8 funds opened new Advent Convertible and Income Fund positions in Q1 2021 and 8 closed out, a net change of 0 holders.
  • The largest Advent Convertible and Income Fund buyer in Q1 2021 was Parametric Portfolio Associates, an estimated $44.4M added.
  • The largest Advent Convertible and Income Fund seller in Q1 2021 was Rivernorth Capital Management, an estimated $6.07M sold.

Based on aggregated 13F filings for Q1 2021.