AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

72 hedge funds and large institutions have $142M invested in Advent Convertible and Income Fund in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 28 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
72
Holders Change
-3
Holders Change %
-4%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
8
Increased
28
Reduced
24
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Koshinski Asset Management
Koshinski Asset Management
Illinois
$7.02M
2
Bank of America
Bank of America
North Carolina
$7.1M
3
GC
Guggenheim Capital
Illinois
$7.12M
4
RJA
Raymond James & Associates
Florida
$9.59M
5
TJHA
Thomas J. Herzfeld Advisors
Florida
$1.03M

Top Sellers

1
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$0
2
RCM
Rivernorth Capital Management
Florida
$7.52M
3
FAM
Formidable Asset Management
Ohio
$0
4
LCM
Landscape Capital Management
New Jersey
$291K
5
Invesco
Invesco
Georgia
$646K
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$798K -$59.1K -3,907 -7%
EDRIA
27
Edmonds Duncan Registered Investment Advisors
Kansas
$782K – – –
KOMWMG
28
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$772K +$772K +50,977 New
Stifel Financial
29
Stifel Financial
Missouri
$660K -$12K -791 -2%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$659K +$20.3K +1,341 +3%
Invesco
31
Invesco
Georgia
$646K -$1.04M -68,519 -62%
Citigroup
32
Citigroup
New York
$541K +$503K +33,241 +1,338%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$512K -$11.7K -773 -2%
PAS
34
Park Avenue Securities
New York
$484K +$65.6K +4,330 +16%
MWPCG
35
Measured Wealth Private Client Group
New Hampshire
$469K -$560 -37 -0.1%
CIA
36
Capital Investment Advisors
Georgia
$393K -$12.7K -838 -3%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$383K +$18.4K +1,216 +5%
SFS
38
Shaker Financial Services
Virginia
$352K -$650K -42,960 -65%
Truist Financial
39
Truist Financial
North Carolina
$315K +$49.6K +3,274 +19%
LCM
40
Landscape Capital Management
New Jersey
$291K -$1.4M -92,458 -83%
PWPS
41
Pinnacle Wealth Planning Services
Ohio
$283K +$28.1K +1,858 +11%
MOS
42
MGO One Seven
Ohio
$281K +$77.3K +5,112 +38%
AIC
43
Ameritas Investment Company
Nebraska
$279K +$99.5K +6,573 +55%
NFG
44
Nations Financial Group
Iowa
$278K +$91 +6 +0%
VCWA
45
Vanguard Capital Wealth Advisors
Colorado
$270K +$15.7K +1,039 +6%
PAG
46
Private Advisor Group
New Jersey
$266K -$52K -3,443 -16%
NRCM
47
Northern Right Capital Management
Connecticut
$253K +$253K +16,740 New
VCM
48
Virtue Capital Management
Tennessee
$248K -$2.48K -164 -1%
CF
49
Centaurus Financial
California
$238K -$194K -12,831 -45%
MA
50
Mutual Advisors
Nebraska
$229K -$5.08K -335 -2%
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