AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

81 hedge funds and large institutions have $136M invested in Advent Convertible and Income Fund in 2018 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 27 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
81
Holders Change
+7
Holders Change %
+9.46%
% of All Funds
1.81%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
16
Increased
27
Reduced
24
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$10.8M
2
RCM
Rivernorth Capital Management
Florida
+$3.88M
3
WAM
Wolverine Asset Management
Illinois
+$2M
4
LCM
Landscape Capital Management
New Jersey
+$1.96M
5
CCP
Clough Capital Partners
Massachusetts
+$729K

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$4.51M
2
SFS
Shaker Financial Services
Virginia
-$1.94M
3
Wells Fargo
Wells Fargo
California
-$1.44M
4
LCM
Laurion Capital Management
New York
-$1.29M
5
CA
Cornerstone Advisors
North Carolina
-$687K
Name Holding Trade Value Shares
Change 		Shares
Change %
AG
26
Advisor Group
Arizona
$945K -$56.4K -4,624 -6%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$912K +$381K +31,116 +72%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$855K -$2.64K -216 -0.3%
EDRIA
29
Edmonds Duncan Registered Investment Advisors
Kansas
$798K -$19.9K -1,631 -2%
WAM
30
Weiss Asset Management
Massachusetts
$676K +$676K +55,354 New
QCIG
31
Quad-Cities Investment Group
Iowa
$658K -$21.7K -1,782 -3%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$645K +$645K +52,811 New
LPL Financial
33
LPL Financial
California
$531K -$83.3K -6,823 -14%
6M
34
6 Meridian
Kansas
$467K +$467K +38,271 New
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$438K +$96.4K +7,893 +28%
AA
36
AQR Arbitrage
Connecticut
$396K +$396K +32,443 New
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$381K -$7.27K -596 -2%
PAS
38
Park Avenue Securities
New York
$376K +$26.1K +1,954 +7%
TJHA
39
Thomas J. Herzfeld Advisors
Florida
$375K +$225K +18,436 +151%
OC
40
Oppenheimer & Co
New York
$368K -$128K -10,468 -26%
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$365K +$107K +8,777 +42%
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$327K +$327K +26,771 New
CIA
43
Capital Investment Advisors
Georgia
$292K -$19.6K -1,603 -6%
CL
44
CSS LLC
Illinois
$269K +$36.4K +2,978 +16%
AAS
45
Avantax Advisory Services
Texas
$244K +$244K +19,745 New
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$238K -$28.5K -2,329 -11%
NFG
47
Nations Financial Group
Iowa
$225K – – –
PWPS
48
Pinnacle Wealth Planning Services
Ohio
$210K +$8.01K +655 +4%
TSS
49
Two Sigma Securities
New York
$210K +$210K +17,200 New
MA
50
Mutual Advisors
Nebraska
$197K +$110 +9 +0.1%
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