AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

74 hedge funds and large institutions have $148M invested in Advent Convertible and Income Fund in 2018 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 34 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
74
Holders Change
+19
Holders Change %
+34.55%
% of All Funds
1.69%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
23
Increased
34
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$10.2M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$6.42M
3
RCM
Rivernorth Capital Management
Florida
+$5.75M
4
PPA
Parametric Portfolio Associates
Washington
+$4.95M
5
Koshinski Asset Management
Koshinski Asset Management
Illinois
+$4.42M

Top Sellers

1
LCM
Laurion Capital Management
New York
-$2.09M
2
SCM
Saba Capital Management
New York
-$384K
3
WCM
Windsor Capital Management
Arizona
-$167K
4
CF
Centaurus Financial
California
-$157K
5
OA
Oxbow Advisors
Texas
-$155K
Name Holding Trade Value Shares
Change 		Shares
Change %
QCIG
26
Quad-Cities Investment Group
Iowa
$856K +$92.5K +6,042 +12%
LPL Financial
27
LPL Financial
California
$768K +$286K +18,716 +59%
CCP
28
Clough Capital Partners
Massachusetts
$742K +$742K +48,646 New
CA
29
Cornerstone Advisors
North Carolina
$687K +$687K +45,035 New
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$661K +$486K +31,886 +278%
OC
31
Oppenheimer & Co
New York
$619K +$619K +40,577 New
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$485K +$89.2K +5,854 +23%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$427K +$427K +27,984 New
PAS
34
Park Avenue Securities
New York
$403K +$92.5K +6,011 +30%
CIA
35
Capital Investment Advisors
Georgia
$389K +$60.6K +3,971 +18%
LCM
36
Landscape Capital Management
New Jersey
$379K -$98.9K -6,488 -21%
VCM
37
Virtue Capital Management
Tennessee
$352K +$177K +11,557 +101%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$333K +$210K +13,736 +170%
Janney Montgomery Scott
39
Janney Montgomery Scott
Pennsylvania
$322K +$322K +21,088 New
CL
40
CSS LLC
Illinois
$291K +$291K +19,058 New
NFG
41
Nations Financial Group
Iowa
$281K – – –
PWPS
42
Pinnacle Wealth Planning Services
Ohio
$253K +$34.3K +2,240 +16%
MOS
43
MGO One Seven
Ohio
$253K +$253K +16,627 New
DA
44
Doliver Advisors
Texas
$246K +$66.5K +4,352 +37%
MA
45
Mutual Advisors
Nebraska
$246K +$246K +16,149 New
Truist Financial
46
Truist Financial
North Carolina
$214K +$214K +13,994 New
TJHA
47
Thomas J. Herzfeld Advisors
Florida
$187K +$187K +12,237 New
SPC
48
Sigma Planning Corp
Michigan
$178K -$2.37K -155 -1%
TDC
49
Thompson Davis & Co
Virginia
$96K – – –
IFAM
50
Institutional & Family Asset Management
Colorado
$64K – – –
1
2
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